Search for: "Hedge Fund Attorney"
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8 Jun 2011, 10:25 am
“If you could do it in a way that would be bulletproof… that would be better,” said Comey, who’s now with the hedge fund Bridgewater Associates. [read post]
12 Sep 2016, 10:01 pm
Marler is mostly getting out of Chipotle’s life just as billionaire activist investor Bill Ackman, and his Pershing Square hedge fund, has acquired a 9.9-percent stake in the chain, which is traded on the New York Stock Exchange. [read post]
8 Jul 2010, 5:35 pm
Senate Passes Financial Regulation Bill Requiring SEC Registration for Hedge Fund Managers... [read post]
15 Jun 2009, 12:32 pm
He noted that the hedge funds and other pooled investments will be regulated although the scope is still uncertain. [read post]
24 Mar 2012, 5:11 pm
It’s a fascinating case not because it’s a David–versus–Goliath battle, as these plaintiffs are backed by a hedge fund, but because of the wide variety of important issues the case raises. [read post]
16 Nov 2011, 9:46 am
Over the past several years, Rule 2019, the national bankruptcy rule regarding disclosure by unofficial committees and groups of hedge fund and other investors, has been the subject of much litigation and a number of conflicting court decisions, including opposite views from different bankruptcy judges in Delaware. [read post]
4 Aug 2014, 2:34 pm
Last month, a judgment was entered by consent against the general counsel and chief compliance officer of an investment adviser who was found to have aided and abetted fiduciary violations of the firm’s principal in the misappropriation of hedge fund client assets in contravention of the offering documents of the fund. [read post]
4 Mar 2014, 6:06 am
Royal Securities has been a FINRA member since September 1982 and the firm’s business lines include hedge funds, an investment advisory business, and a traditional brokerage business. [read post]
14 Jul 2022, 8:14 am
Targets include advocacy groups and journalists, elected and senior government officials, hedge funds, and multiple industries. [read post]
20 Jul 2019, 11:06 am
Howard offered Reinhard a job, and in March 2015 the pair created a new hedge fund, Cambridge Capital, Reinhard said. [read post]
11 Jan 2011, 8:36 am
If I were the Attorney General, I’d be investigating fraud, wouldn’t I? [read post]
4 Jan 2017, 3:55 pm
Advisers should be careful that sensitive conversations regarding the annual review are protected by attorney-client privilege. [read post]
17 Aug 2010, 10:19 am
As a result of the solicitations, Marks put $500,000 into Lancelot Investors Fund II, which put the money into a hedge fund called Thousand Lakes. [read post]
24 May 2016, 6:57 am
In fact some “lost” value, particularly those invested in hedge funds during the past 10 years. [read post]
26 Apr 2008, 9:36 pm
I coined this term as shorthand for the LLC hedge fund, a private investment company that acts as a miraculous ordinary-income-to-capital-gains tax converter for LLC hedge fund managers and officers. [read post]
23 Aug 2010, 2:33 pm
Such hedge funds, which take a position on forward interest rates, the spread between different yields and the price differences between related securities, are also called “market neutral” or “arbitrage” funds. [read post]
Kaiser Wahab to Speak on PPM's in Film on an Institute for International Film Financing (IIFF) Panel
19 Dec 2006, 8:24 am
Community time at area restaurant Program Details: 1) When Wall Street Meets Hollywood: Lessons from a Hedge Fund Manager Turned Film Producer — by PETER STERLING, Hedge fund manager turned film financier/producer; Executive Producer of "Shooting Livien"; Partner at Velveteen Films 2) Film Funds & the New Rules of Film Financing: Guidelines for Film Entrepreneurs, Fund Managers & Private Equity Investors … [read post]
12 May 2011, 1:02 pm
In any event, the little guy shouldn't be trying to compete with market professionals like hedge fund managers anyway. [read post]
24 Dec 2020, 3:00 pm
Investment advisors, brokers, brokerage firms, public and private companies, hedge funds, and scam artists can all engage in fraudulent practices that put individual investors’ portfolios at risk. [read post]
28 May 2025, 6:44 am
The professional organization for plaintiff’s attorneys is a key backer of the legislation, which Drabble said was designed to prevent large corporations, private equity companies, and hedge funds participating in the Arizona alternative business structure system from entering California through alliances with lawyers in the state. [read post]
