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16 Apr 2024, 12:32 pm by Futeral & Nelson, LLC
Overall, such reasonableness depends upon the parties’ business, industry, or profession. [read post]
9 Apr 2024, 7:03 am by Robin E. Kobayashi
The defendants unsuccessfully argued that the teacher’s $40 million tort action was barred by the exclusive remedy provisions of the Virginia Workers’ Compensation Act. [read post]
5 Apr 2024, 6:00 am by Michelle
His remarks signaled the agency could also issue rules or take enforcement actions against banks offering products aimed at affluent clients. . . . [read post]
3 Apr 2024, 9:03 pm by renholding
An important responsibility of many SEC staffers is to help the industry work through difficult regulatory issues, whether in the context of a new product filing, a broker-dealer application, a registration statement, an exemptive application, a request for no-action relief, or a query about the application of a rule to a unique set of facts and circumstances. [read post]
3 Apr 2024, 9:01 pm by renholding
”[9] These crypto enforcement actions have not been, and are not, without challenge. [read post]
29 Mar 2024, 6:00 am by Michelle
Target Corp., Starbucks Corp., Foot Locker Inc. and Crate & Barrel are among the retailers that opted out of a previous $5.6 billion class action settlement with the card companies to pursue their own case. [read post]
28 Mar 2024, 10:36 am by The White Law Group
FINRA BrokerCheck Report – Juan Carlos Sosa According to this FINRA BrokerCheck report, Juan Carlos Sosa was affiliated with the following firms during his career in the securities industry: 08/03/2022 – 03/21/2024, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), STUDIO CITY, CA, B, 10/31/2005 – 07/18/2022, SAGEPOINT FINANCIAL, INC. [read post]
28 Mar 2024, 4:21 am
In re C&D Brewing Ventures, Inc., Serial No. 88935220 (March 26, 2024) [not precedential] (Opinion by Judge Wendy B. [read post]
25 Mar 2024, 8:51 am by Jeffrey Neuburger
In re X-Mode Social, Inc., FTC No. 2123038 In re InMarket Media, LLC, FTC No. 2023088 In re Avast Limited, FTC No. 2023033 Two of the actions involved the collection of location data and the third involved the collection of browsing-related information. [read post]