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7 May 2019, 8:37 am
About thirty-five VALL members gathered at the Riverfront Plaza office of Hunton Andrews Kurth to attend VALL's spring meeting and installation of officers.Jane Baugh from Woods Rogers checking in at the registration desk.Doris Morgan and Victoria Levy from McGuireWoods walked across the street to attend.Douglas Granger, managing partner at Hunton Andrews' Richmond office, welcomed members and observed that while libraries had changed physically, there would… [read post]
22 Jul 2009, 6:43 am
[Fox News] * "Morgan Lewis signals Armageddon. [read post]
15 Sep 2013, 1:30 pm
(See Andrews v. [read post]
18 Feb 2021, 5:14 am
Morgan Stanley, RBC team tangle over $600M of client assets and advisor prenup (Financial Planning by Andrew Welsch)Rowing on the SEC's Whistleblower River of Denial (BrokeAndBroker.com Blog)Fraudster Sentenced to Five Years in Prison for $2 Million Ponzi Scheme (DOJ Release)Orlando Man Sentenced To More Than Four Years For Multi-Million Dollar Investment Fraud Scheme (DOJ Release)Ghanian Fraudster Sentenced to Nine Years in Federal Prison for a $1.4 Million Bank and Wire… [read post]
1 Nov 2022, 9:30 pm
Book here.Lorraine Daston, Max Planck/ChicagoMary Morgan, London School of EconomicsAndrew Mendelsohn, Queen MaryAlice Taylor, King’s College LondonCaroline Humfress, St AndrewsProgramme3;00pm: Arrival and Welcome3.05pm – 3.20pm: Introduction to the book by Lorraine DastonPanel I: Chaired by Maksymilian Del Mar3.20pm-3.40pm: Comment by Mary Morgan3.40pm-4;00pm: Comment by Andrew Mendelsohn4;00pm-4.45pm: Response and Discussion4.45pm-5:00pm: BreakPanel II:… [read post]
25 Nov 2018, 11:48 am
Almanac did Andrew Carnegie, born this day in 1835. [read post]
12 Mar 2007, 7:06 am
The SEC case names nearly all of the criminal defendants, as well as Andrew Srebnik, a former Bear Stearns stockbroker, a day trading firm, and two hedge funds in its civil securities fraud action. [read post]
28 Mar 2008, 5:30 am
I would say, however, that the most cogent analysis of the deal-making by the Fed - including the blatant shafting of shareholders - was provided by Andrew Ross Sorkin in his post on the NY Times DealBook blog . [read post]
28 Mar 2008, 5:20 am
I would say, however, that the most cogent analysis of the deal-making by the Fed - including the blatant shafting of shareholders - was provided by Andrew Ross Sorkin in his post on the NY Times DealBook blog . [read post]
31 Jan 2008, 4:43 am
Subpoenas under the Martin Act have already been sent to Bear Stearns, Deutsche Bank, Morgan Stanley, Merrill Lynch and Lehman Brothers. [read post]
25 Jan 2017, 3:24 am
Bainbridge, Andrew Grewal series, Max Kennerly, earlier on Morgan Lewis] And the paper that summarizes the views of President’s most vocal critics [Norman Eisen, Richard Painter, and Laurence Tribe, Brookings, earlier on Emoluments Clause] Five years after filing, Michigan consumer’s unusual suit against makers of Ryan Gosling movie ‘Drive’ grinds on [Eriq Gardner, Hollywood Reporter] A law unto themselves: Indian tribe expulsions and related governance… [read post]
20 Mar 2016, 8:59 am
According to Brokercheck records, Andrew Yocum (Yocum) formerly with Morgan Stanley operating from their offices in The Villages, Florida has recently received at least 12 customer complaints with similar allegations that the broker overconcentrated them in oil and gas equities. [read post]
19 Jul 2016, 5:00 am
Andrew Ceresney, the Director of the SEC Enforcement Division, made the following statement: “Given the dangers and impact of cyber breaches, data security is a critically important aspect of investor protection. [read post]
19 Jul 2016, 5:00 am
Andrew Ceresney, the Director of the SEC Enforcement Division, made the following statement: “Given the dangers and impact of cyber breaches, data security is a critically important aspect of investor protection. [read post]
19 Aug 2008, 9:12 am
But a spokesman for New York AG Andrew Cuomo says the jury’s still out. [read post]
26 Apr 2012, 5:41 am
Chicago Trib Edwards trial: John Edwards’s defense team set out Wednesday to paint estranged former aide Andrew Young as a hanger-on whose adult life has been spent profiting from the onetime presidential candidate. [read post]
24 Oct 2009, 9:41 pm
In August 2008, JP Morgan Chase, along with Morgan Stanley, agreed to give back more than $7 billion to ARS investors as part of the settlement they reached with New York State Attorney General Andrew M. [read post]
25 Feb 2010, 6:20 am
To Morgan. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin,… [read post]
16 Jun 2016, 7:03 am
Council Seat, Makes Political Comeback” by Aaron Davis and Fenit Nirappil for Washington Post Ohio: “ACLU Sues Cleveland Over Republican National Convention Protest Rules” by Andrew Tobias for Cleveland Plain Dealer [read post]
