Search for: "Barneys Inc" Results 101 - 120 of 317
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27 Aug 2015, 9:01 am
From the Desk of Jim Eccleston at Eccleston Law LLC: Two Citigroup affiliates, Citigroup Global Markets Inc. [read post]
19 Aug 2015, 9:56 am by Adam Weinstein
From September 2005, until June 2009, Kaplan was registered with Citigroup Global Markets Inc. [read post]
18 Aug 2015, 6:23 am by Adam Weinstein
From there, Honingstock was associated with Morgan Stanley Smith Barney form June 2009, until December 2009. [read post]
9 Aug 2015, 2:56 pm by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) issued a press release concerning two settlements fining Morgan Stanley Smith Barney, LLC (Morgan Stanley) $650,000 and Scottrade, Inc. $300,000 for failing to implement reasonable supervisory systems to monitor the transmittal of customer funds to third-party accounts. [read post]
22 Apr 2015, 6:55 am by Law Lady
DELRAY PROPERTY INVESTMENTS, INC., SOSQ PROPERTY INVESTMENTS, INC., HATIM HASHWANI and ROBERT GEISERMAN, Appellees. 4th District.Costs -- Defendant was denied due process when costs were assessed against it without a written motion for costs and without providing defendant an opportunity to be heardMEDICAL SPECIALISTS OF TAMPA BAY, LLC, Appellant, v. [read post]
13 Apr 2015, 3:23 am by Peter Mahler
Accordingly, dismissal of both the fraud and breach of fiduciary duty claims was warranted (see generally Lama Holding Co. v Smith Barney Inc., 88 NY2d 413, 421 [1996]). [read post]
12 Jan 2015, 10:09 am by The Public Employment Law Press
He was Vice Chair of the New York State Democratic Party, Senior Advisor to the Mario Cuomo reelection campaign (1990), and Deputy Campaign Manager for Barney Frank's initial run for Congress (1980). [read post]
10 Oct 2014, 4:00 am by Cordell Parvin
After creating Tight Lies, Adams Golf went from being virtually unknown to the Inc. [read post]
1 May 2014, 6:40 am by D. Daxton White
  Claimants are found jointly and severally liable and shall pay Respondent Gunn $22,000.00 in compensatory damages for lost insurance trail income. 12-01106 Morgan Stanley Smith Barney LLC; Morgan Stanley Smith Barney FA Notes Holdings LLC David Joseph Ayres Respondent is liable for and shall pay to Claimant MSSB compensatory damages in the amount of $466,696.00. [read post]
10 Mar 2014, 10:55 am by D. Daxton White
Roberts within 30 days after service of the award, Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC are jointly and severally liable for and shall pay the outstanding sum to Claimants and Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC shall be subrogated to Claimants’ rights to the extent of payment. [read post]
18 Feb 2014, 2:38 pm
I went on to become an arbitrator for NASD Dispute Resolution, Inc., now known as FINRA, which is the forum where approximately 90% of all securities disputes are resolved. [read post]
1 Nov 2013, 8:36 am by Steve Baird
OK, there is one exception, but it’s understandable: Barney Google and Snuffy Smith for a cartoon series. [read post]
11 Sep 2013, 10:51 am by Mark Astarita
Morgan Stanley, which is set to receive another $57 billion of deposits from Citigroup Inc. as part of its Smith Barney purchase, plans to accelerate lending to put those funds to use. [read post]
2 Jul 2013, 1:41 pm
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