Search for: "Bruce Investments"
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4 Apr 2008, 1:48 pm
We understand that on 11 April, NMCCA will invest a new Chief Judge: CAPT Bruce MacKenzie. [read post]
4 Oct 2011, 8:02 am
The independent broker-dealers that sell non-traded real estate investment trusts (REITs) are reportedly trying to reduce their own risk by raising their due diligence standards. [read post]
26 Jun 2010, 11:57 am
Then, 25 free concert tickets from Bruce Springsteen. [read post]
29 Oct 2012, 5:00 am
Bruce Kelley over at InvestmentNews.com reported last week that FINRA Dispute Resolution wil be opening its arbitration forum to handle disputes involving registered investment advisor (RIA) firms, provided that such RIA agreed to utilization of the forum. [read post]
22 Jul 2009, 4:21 pm
BRUCE OVERBAY VS. [read post]
3 Dec 2010, 5:38 am
Bruce Bartlett notes today that the Simpson-Bowles tax reform proposal, by reducing statutory tax rates in exchange for repealing tax expenditures as defined from a Haig-Simons income tax perspective, might actually end up increasing effective tax rates on saving and investment. [read post]
3 Apr 2007, 6:35 am
Here's the keypoints of the survey from, Bruce MacEwan, my source on this post. [read post]
18 May 2012, 7:18 am
(See InvestmentNews article by Bruce Kelly entitled “Finra eyes wholesalers’ role in vending. [read post]
6 Jan 2020, 6:49 am
Bruce Bird, et al. [read post]
15 Apr 2010, 8:00 am
National Reconnaissance Office (NRO) Director Bruce Carlson says he plans to submit a research and technology investment road map with his Fiscal 2012 budget plan, and he hopes this will kick off increased spending in this area. [read post]
13 Mar 2007, 9:46 am
E-mail played a crucial role in four of the Top Ten verdicts of 2005, including the #1 investment verdict, the #3 Vioxx verdict, the #6 verdict involving an events promoter and the #9 age discrimination verdict involving the private pilot for Bruce Willis and Demi Moore.Meanwhile, a recent article at Law.com discussed how claims of privilege should apply to long email exchanges when one part of the exchange is privileged. [read post]
17 Dec 2010, 10:26 am
A subordinate steering committee that reports to the ministerial committee will be responsible for financial investment decisions, the commercial structure of the project, and contractual arrangements. [read post]
30 Oct 2019, 4:56 am
The self-regulatory authority (SRO) also fined the firm’s investment banking director, Bruce Jordan, $5K for failing to properly supervise the sales. [read post]
30 Sep 2022, 4:00 am
Madoff Investment Securities L.L.C. [read post]
6 Oct 2020, 8:13 am
First comes news that a newly resourced CFIUS staff has begun retroactively scrutinizing past Chinese tech investments. [read post]
17 Oct 2010, 7:42 pm
The SEC charged Palm Beach Capital Management and fund managers Bruce Prevost and David Harrold with committing federal securities fraud by misleading investors about the quality and nature of their investments with Thomas Petters, who was convicted of running a $3.65 billion Ponzi scheme. [read post]
19 Feb 2017, 11:54 am
Contents include: Marion Jansen, Joost Pauwelyn & Theresa Carpenter, Introduction: the use of economics in international trade and investment disputes Robert Teh & Alan Yanovich, Integrating economic analysis into WTO dispute settlement practice: a view from the trenches Thomas Graham, Present at the creation: economists and accountants in international trade law practice Christian Lau & Simon Schropp, The role of economics in WTO dispute settlement and choosing the right… [read post]
9 Feb 2021, 9:15 am
David Kris explains why a sleepy investment review committee with practically no staff is now being compared to a SWAT team. [read post]
17 Oct 2011, 8:25 am
According to FINRA's findings, Bruce Hammonds misrepresented to investors that his company, B&J Partnership, invested in oil contracts, S&P index futures, and international hedge funds. [read post]
20 Sep 2011, 12:55 pm
Creating incentives for entrepreneurs to innovate and enter requires a mechanism that allows them to appropriate a return to their investments. [read post]
