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16 Aug 2012, 3:30 am
The Chief served out the full term of his contract, retiring effective August 1, 2002. [read post]
11 Aug 2015, 12:12 pm
On August 5, 2015, the Securities and Exchange Commission approved its final rule subjecting most public companies to the so-called “Pay Ratio Disclosure” mandated by the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
21 Sep 2018, 4:17 am
Kaplan v Conway & Conway September 4, 2018 Supreme Court, New York County Docket Number: 158060/17 Judge: Frank P. [read post]
27 Aug 2022, 6:31 am
Congress enacted Section 14(i) of the Exchange Act and other executive compensation reforms as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [1] Those provisions, among other things, provide disclosure into an area that had inadequate transparency. [read post]
27 Aug 2022, 6:31 am
Congress enacted Section 14(i) of the Exchange Act and other executive compensation reforms as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [1] Those provisions, among other things, provide disclosure into an area that had inadequate transparency. [read post]
1 Aug 2014, 3:39 am
Don’t delay, nominations are due by 5:00 pm EDT on Friday August 8, 2014. [read post]
5 Apr 2011, 9:01 pm
* Dodgers Ownership Divorce, Fox TV Contract, and Frank McCourt Suing Major League Baseball? [read post]
24 Nov 2022, 5:38 am
Here is Frank and Burkhard’s article. [read post]
8 Jul 2016, 6:14 am
Nicholas, Bernstein Litowitz Berger & Grossmann LLP, on Tuesday, July 5, 2016 Tags: Class actions, Institutional Investors, Pension funds, Rule 10b-5, Section 11, Securities fraud, Securities litigation,Statute of limitations, Supreme Court, Tolling, U.S. federal courts Brexit—What Now for Fund Managers? [read post]
22 Feb 2011, 10:42 am
These rules were promulgated under the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Reform Act"). [read post]
13 Aug 2010, 3:56 pm
As a general rule, firms taking advantage of this provision should maintain only small seed funds, likely to be $5 to $10 million or less. [read post]
26 Apr 2011, 10:41 pm
Frank v Zoning Board of the Town of Yorktown, 917 N.Y.S.2d 697 (A.D. 2 Dept. 3/1/2011) The opinion can be accessed at: http://www.courts.state.ny.us/courts/ad2/calendar/webcal/decisions/2011/D30235.pdf Filed under: Current Caselaw - New York, Variances [read post]
11 Jun 2013, 3:32 am
Does your company review and approve each insider's Rule 10b5-1 trading plan? [read post]
31 Aug 2020, 6:20 am
” On March 5, 1960, Serpico became a full patrolman. [read post]
14 Sep 2010, 2:34 pm
[1] Faleye, Olubunmi, Does One Hat fit All? [read post]
13 Jan 2015, 8:25 am
The measure contains a number of Dodd-Frank Act corrections, as well as corrections and enhancements to the JOBS Act. [read post]
12 Jan 2011, 4:57 am
Does your company allow insiders to voluntarily terminate a Rule 10b5-1 plan? [read post]
6 Apr 2015, 4:00 am
Hassan, A Historical Analysis of the Development of Free Speech Justifications, (March 28, 2015).Frank S. [read post]
30 Nov 2010, 7:21 am
5. [read post]
8 Jul 2011, 11:01 am
SIFMA urged the Commission to craft a safe harbor under Rule 9j-1 analogous to Exchange Act Rule 10b5-1 for counterparties that obtain inside information after agreeing to the terms of a security-based swap. [read post]
