Search for: "Frank Chang"
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24 Nov 2011, 5:00 am
" Dodd Frank, 953(b)(2). [read post]
1 Sep 2011, 12:33 am
The lecture is sponsored by the Frank J. [read post]
5 Aug 2010, 6:26 am
Oregon's "accredited investor" definition was proposed for amendment to exclude to the value of an investor's primary residence from the $1 million net worth calculation to reflect the modification in the federal "accredited investor" definition under the Dodd-Frank Act. [read post]
28 Dec 2008, 12:32 am
New York Times columnist Frank Rich, possibly under the influence of some mind-altering drug, has actually criticized Barack Obama. [read post]
16 Aug 2010, 10:48 pm
It also adds significant changes enabling whistleblowers to fare better under the Sarbanes-Oxley Act and the False Claims Act. [read post]
30 Sep 2010, 6:00 am
As mentioned in my comments, the Dodd-Frank Act could affect warrant exercises. [read post]
18 Oct 2017, 10:27 pm
Dodd-Frank has led to numerous changes in how banks handle mortgage loans. [read post]
3 Mar 2017, 9:43 am
The SEC’s enforcement agenda could change significantly, however, under the Trump administration. [read post]
1 Aug 2011, 1:41 pm
In light of the recent proxy access decision, as well as the 11th Circuit's decision suggesting that Dodd-Frank did not reflect any change in federal preemption doctrine, some expressed concern that courts may be too willing to confirm/revert back to, the status quo, or otherwise too willing to suggest that Dodd-Frank does not impact core principles. [read post]
13 Jun 2012, 5:00 am
Using these projections, the SEC anticipates that the cumulative impact of the Dodd-Frank Act registration changes will be a 25% decrease in the number of advisers registered with the Commission, but a 12% increase in the total assets under management of those registered advisers. [read post]
15 Feb 2011, 10:11 am
This rule change excluded companies registered under the Investment Company Act. [read post]
9 Sep 2010, 8:20 pm
As I posted earlier, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") amended the definition of an accredited investor to exclude the value of the person’s primary residence from the calculation of net worth. [read post]
22 Jul 2010, 1:52 pm
On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”). [read post]
18 Jun 2019, 6:02 am
” If you worked on ICWA in any capacity, you knew Frank LaMere. [read post]
31 Jan 2011, 1:42 pm
I am delighted to introduce Mary Anne Franks, who has been doing exciting work in a wide array of areas. [read post]
3 Mar 2017, 9:43 am
The SEC’s enforcement agenda could change significantly, however, under the Trump administration. [read post]
16 Jul 2010, 3:28 am
US Senate Passes the Dodd-Frank Act: What You Need to Do Now Yesterday, as noted in this NY Times article, the US Senate voted 60-39 passing the conference report version of the Dodd-Frank Act. [read post]
20 Apr 2011, 9:29 am
Hayworth questioned the usefulness of Section 953 and whether there were any reasonable changes Congress could make to the section to make it less burdensome. [read post]
10 May 2010, 5:10 am
If Frank is correct, that claim should have been a death sentence for the program. [read post]
19 Dec 2016, 6:30 am
Trump has called for a repeal of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd- Frank Act), he has provided few specifics about changes to the federal securities laws and what role he expects the SEC to play, what type of SEC Chair or other Commissioners he is likely to nominate, or how the financial markets would be policed. [read post]
