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Scope of Dodd-Frank Whistleblower Anti-Retaliation Provision Remains Critical, Open Question (Video)
14 Jul 2015, 12:39 pm
Or is Dodd-Frank limited to protecting external whistelblowers? [read post]
5 Jun 2011, 7:02 pm
Over the next few years, we will see a sustained attempt to roll back all the Dodd-Frank Act. [read post]
15 Mar 2011, 12:39 pm
Rather, it's got to look at state law on a case-by-case basis to see if there is significant impairment and Dodd-Frank eliminates the deference which courts have given to the comptroller. [read post]
21 Mar 2011, 8:01 am
” He sees the SEC as desperately struggling for relevance. [read post]
28 Jul 2010, 9:52 am
This weeks signing of the Dodd-Frank Bill has brought little change in the way of financial change. [read post]
23 Nov 2011, 5:01 am
For a more detailed discussion on this issue and Section 953(b), see Dodd-Frank, Compensation Ratios, and the Expanding Role of Shareholders in the Governance Process. [read post]
22 Jul 2011, 3:13 pm
Related Posts: Dodd-Frank By The Numbers: A Volcker Rule Case Study Dodd-Frank By The Numbers: The Volcker Public Comments Dodd-Frank By The Numbers: Screwing Joe The “Plummer” Dodd-Frank By The Numbers: The Volcker Meeting Logs [read post]
14 Sep 2009, 8:55 pm
If one takes Law and the Modern Mind on its own terms and if one reads its argument as a whole, rather than simply as a series of one-off critiques, one can see that Frank did not deny the possibility of rational legal decisionmaking, but rather sought to articulate the habits of mind and character on which he believed the sound administration of justice depended. [read post]
16 Mar 2012, 7:00 pm
I can see principled arguments for going either direction. [read post]
21 Jul 2011, 4:41 am
Dodd-Frank turns one today and there is aforum going on at The Conglomerateto mark the occasion. [read post]
2 Oct 2007, 11:04 am
But when I see and hear Hillary on TV, I can't help seeing the shadow of Al Gore behind her. [read post]
16 Jul 2013, 5:05 pm
The SEC originally proposed rule amendments to implement Section 926 of the Dodd-Frank Act on May 25, 2011. [read post]
29 Sep 2010, 10:36 am
All of Dodd-Frank meets the first four criteria. [read post]
2 Nov 2010, 4:20 am
See O'Ferrell v. [read post]
29 Aug 2012, 8:13 am
We were all happy to see the Dodd Frank act of 2010 come to pass, but unfortunately, as the New York Times reported this week, the CFTC is pushing back the deadline for banks to comply. [read post]
6 Feb 2022, 1:30 pm
Frank and George A. [read post]
10 Aug 2020, 4:00 am
In other words, it is the break-even point where a customer may begin to see a return. [read post]
5 Aug 2014, 11:54 am
Professor Franks kindly invited me to share this open letter, which makes an important point (see esp. [read post]
10 Oct 2019, 7:46 am
(See Franks’s New York Times op ed on the shooting here.) [read post]
17 Nov 2014, 8:51 am
We would see the Dallas Mavericks play the Chicago Bulls with his other son and another good friend. [read post]