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8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
2 Nov 2023, 6:22 am
; Industrial Lone Workers: Accident Dangers When Working Alone; and Course and Scope of Employment: Industrial Accidents in Illinois and Indiana. [read post]
1 Nov 2023, 3:26 pm
Sandhills Global and its international subsidiaries employ a staff of nearly 1200 people worldwide. [read post]
26 Oct 2023, 2:05 am
Before launching her own company, Kim was CPO at League Inc. and prior to, was Partner and CTO at Deloitte Canada. [read post]
18 Oct 2023, 9:01 pm
Like the SEC’s prior action against BNY Mellon Investment Adviser Inc. [read post]
18 Oct 2023, 3:02 pm
KLDiscovery To Expand Managed Review Capabilities with Cenza Technologies Acquisition KLDiscovery Inc. [read post]
18 Oct 2023, 1:52 pm
[Serial-blogging my recent article in the Journal of Free Speech Law] Previously, I blogged the abstract, introduction, Part I, and Part II of my new article, Taxing Nudity: Discriminatory Taxes, Secondary Effects, and Tiers of Scrutiny, which has just been published in the Journal of Free Speech Law. [read post]
17 Oct 2023, 7:25 am
FINRA is the Financial Industry Regulation Authority, responsible for overseeing the industry. [read post]
16 Oct 2023, 7:08 am
The claim alleges that Madison Avenue Securities and Ausdal Financial Partners unsuitably invested its clients in the following high-risk investments: Benefit Street Partners Realty TrustCottonwood Communities, Inc.GWG L Bonds FS Investment Corp.FS Global Credit Opportunities FundFS Energy & Power FundHealthcare Trust, Inc. [read post]
11 Oct 2023, 3:09 pm
Free, prior informed consent and extractive industry: Indigenous action is the past, present, and future of global environmental justice. [read post]
6 Oct 2023, 9:00 am
This initiative builds upon Visa’s long-standing use of AI in payments and its commitment to driving innovation in the industry, the global payments company said in a Monday (Oct. 2) press release. [read post]
6 Oct 2023, 8:00 am
The plaintiffs in that case were Hubei Gezhouba Sanlian Industrial Co. [read post]
4 Oct 2023, 7:19 am
Sarah Lynch, Inc., Oct. 3, 2023 "City officials are seeking federal help as the migrant influx intensifies--and business leaders are joining the call. [read post]
4 Oct 2023, 6:31 am
“Walgreens Fight Against its Former Firm Crowell Gets Early Win” — “Walgreens Boots Alliance Inc. earned a victory with an appeals court advancing its claim that a health insurer improperly helped the retailer’s former law firm, Crowell & Moring, break its fiduciary duty. [read post]
3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
23 Sep 2023, 5:31 am
Cenza is highly regarded in the legal industry, having been ranked by Chambers and Partners as a leading global alternative legal services and legal tech consulting provider. [read post]
21 Sep 2023, 7:20 am
Medical marijuana continues to be a hot topic within the industry. [read post]
20 Sep 2023, 5:50 am
CS Disco, Inc., No. 1:23-cv-08270 (S.D.N.Y.). [read post]
19 Sep 2023, 6:31 am
For comparative purposes, the Live Dashboard includes historical data and breakdowns across business sectors (as classified under the Global Industry Classification Standard, or GICS) and company size groups; see Using This Dashboard for more details. [read post]
19 Sep 2023, 6:31 am
For comparative purposes, the Live Dashboard includes historical data and breakdowns across business sectors (as classified under the Global Industry Classification Standard, or GICS) and company size groups; see Using This Dashboard for more details. [read post]
