Search for: "Gurbir Grewal"
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17 Oct 2022, 5:36 pm
“The federal securities laws are clear that any celebrity or other individual who promotes a crypto asset security must disclose the nature, source, and amount of compensation they received in exchange for the promotion,” said Gurbir Grewal, director of the SEC’s division of enforcement, in the announcement. [read post]
29 Sep 2022, 8:00 am
SEC Enforcement Director Gurbir Grewal noted that these new tools will help the SEC “root out misconduct and hold bad actors accountable no matter the industry or profession. [read post]
28 Sep 2022, 12:37 pm
According to Gurbir S. [read post]
27 Sep 2022, 3:15 am
There are few things that excite SEC Enforcement more than shady SPACs and related party transactions – and this enforcement action follows remarks by Enforcement Division Director Gurbir Grewal a year ago where he emphasized gatekeeper accountability. [read post]
20 Sep 2022, 12:21 pm
“If not properly safeguarded, this sensitive information can end up in the wrong hands and have disastrous consequences for investors,” SEC Enforcement Director Gurbir Grewal said. [read post]
20 Sep 2022, 12:11 pm
Grewal, Director of the SEC’s Enforcement Division. ... [read post]
20 Sep 2022, 11:02 am
Grewal, Director of the SEC’s Enforcement Division. [read post]
12 Sep 2022, 3:15 am
SEC Enforcement Director Gurbir Grewal spoke at PLI’s SEC Speaks last Friday, and he noted the efforts that the Division has recently undertaken to diversify the workforce and improve inclusion at the agency, and how that effort can help the SEC do its job better while building trust with the investors that the agency is seeking to protect. [read post]
11 Sep 2022, 9:01 pm
This morning,[1] I’d like to return to a theme I’ve touched on repeatedly in speeches throughout my first year on the job, and that is the urgent need to restore trust in our institutions, government, and the legal and regulatory processes. [read post]
9 Sep 2022, 6:31 am
I’d like to thank the Practising Law Institute for working with our agency on this program, and my colleagues Gurbir Grewal and William Birdthistle for co-chairing this event. [read post]
10 Aug 2022, 10:51 am
In commemoration of National Whistleblower Day, SEC Director of the Division of Enforcement Gurbir S. [read post]
9 Aug 2022, 12:58 pm
Grewal, Director of the SEC’s Enforcement Division, in a press release announcing the charges. [read post]
2 Aug 2022, 11:04 am
In the agency’s press release announcing the Coinbase action, Gurbir Grewal, the Director of the Enforcement Division, stated clearly that enforcement actions would continue “to ensure a level playing field for investors, regardless of the label placed on the securities involved. [read post]
2 Aug 2022, 9:09 am
Securities and Exchange Commission Gurbir S. [read post]
27 Jul 2022, 7:04 am
Grewal. [read post]
25 Jul 2022, 9:01 pm
Thank you for inviting me to testify today on behalf of the Division of Enforcement (“Enforcement” or the “Division”) of the U.S. [read post]
25 Jul 2022, 5:00 am
By Suzanne CosgroveAppearing before the House Subcommittee on Investor Protection, Entrepreneurship and Capital Markets, SEC enforcement director Gurbir Grewal told legislators he aimed to restore the public’s trust in financial markets and “make clear that there is only one set of rules” while maintaining the SEC’s mission -- ensuring fair, orderly and efficient markets, and facilitating capital formation. [read post]
13 Jul 2022, 8:11 am
Grewal, the commission’s director of enforcement, in announcing the settlement Tuesday. [read post]
29 Jun 2022, 1:31 pm
Grewal, Director of the SEC’s Enforcement Division. [read post]
29 Jun 2022, 5:22 am
Grewal, Director of the SEC's Enforcement Division. [read post]
