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27 Jan 2015, 3:34 am by Broc Romanek
” Last week, Corp Fin issued new CDI 118.01 of Regulation S-T, which addresses whether a filing can ever contain graphics or images that include non-searchable information. [read post]
1 Dec 2017, 3:27 am by Broc Romanek
” This was Liz’s answer: I wouldn’t add this type of question to the D&O questionnaire without first talking to the board’s governance committee about the NYC letter and coming up with a plan. [read post]
19 Jul 2011, 1:54 pm by Usha Rodrigues
I haven't been able to follow the News Corp. saga as closely I'd like, but I was surprised by the tone of yesterday's Wall Street Journal editorial. [read post]
15 Nov 2012, 5:49 am by Eva Rosenberg
However, over the years I have found that if you do not keep minutes and maintain good records about corporate/LLC decisions, you’re at a disadvantage in an audit. [read post]
11 Jan 2018, 3:51 am by Broc Romanek
I was excited to see this Bloomberg article about how a company accidentally ignored a comment letter from Corp Fin because the emails from the Staff went into a spam folder at the company. [read post]
23 Dec 2009, 3:43 am by Broc Romanek
The New Rules: Corp Fin Issues CD&Is as Transitional Guidance Yesterday, Corp Fin issued five new Compliance and Disclosure Interpretations to deal with some of the transitional issues posed by the February 28th effective date of the new executive compensation and proxy disclosure enhancement rules adopted last week, thereby tackling the "big question" that I blogged about last week. [read post]
24 Jun 2015, 3:35 am by Jeff Werbitt
As I blogged on Monday, the new/revised Regulation A/A+ Forms are available on our “SEC Rules & Regulations” page. [read post]
7 Jul 2016, 12:37 pm by Schachtman
Yamaha Motor Corp., U.S.A., 350 F.3d 316, 322 (3d Cir. 2003) (affirming exclusion of “speculative and unreliable” expert evidence). [2] citing Stair v. [read post]
11 Jan 2011, 4:05 am by Howard Friedman
Yesterday Pope Benedict XVI delivered his annual address (full text) to the diplomatic corps accredited to the Holy See-- ambassadors from 178 countries. [read post]
14 Dec 2022, 3:30 am by John Jenkins
Hanukkah and Christmas are just around the corner, so as a gift I’m going to do what the Staff doesn’t & provide a markup showing the changes. [read post]
28 Jan 2017, 12:05 pm
And, I’m not, I don’t pick on Rolla, Missouri, it’s, my point is that we just, we did not equally tell those stories very well, right, and, we were not, that is an out-of-touch issue. [read post]
26 Jul 2010, 4:27 am by Broc Romanek
Quirky I know, but I couldn't shake that song in my head as I read this NY Times' front-page article on Friday about Special Master Ken Feinberg's report about how 17 financial companies paid a total of $1.58 billion in executive compensation during the heart of the economic crisis. [read post]
15 Jan 2017, 11:08 am
I don't know that the symbolism is what should determine whether the press has that space or some other space, but I don't think the press — with respect to the Trump administration — represents the people. [read post]
18 Nov 2011, 4:00 pm
It wasn't intended as a fucking jolly drinking song for the cadet corps. [read post]
21 Nov 2006, 12:10 am
The irony is that I am posing the question as much to myself as I’m applying it to News Corp. [read post]