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15 Nov 2019, 10:20 am
This year’s annual report confirms that 2018 was, undoubtedly, a banner year for the program, featuring the largest CFTC award to date to a single whistleblower: $30 million for exposing a massive fraud at JP Morgan. [read post]
5 Nov 2019, 3:15 am
Philip Woodfield, Rachel Harrison and Elizabeth Pouget, who work within the financial services disputes team at CMS, comment on the decision handed down by the UK Supreme Court last week in the matter of Singularis Holdings Ltd (In Official Liquidation) (A Company Incorporated in the Cayman Islands) v Daiwa Capital Markets Europe Ltd [2019] UKSC 50: In this leading case on a financial institution’s Quincecare duty of care to its customer, the Supreme Court has dismissed… [read post]
1 Nov 2019, 2:21 am
In addition to large settlements, OFCCP has pending enforcement matters against tech and financial services firms including JP Morgan Chase, Oracle and Google. [read post]
20 Sep 2019, 11:22 am
Morgan Securities LLC (JP Morgan) out of Chicago, Illinois was barred from the financial industry according to a BrokerCheck report. [read post]
10 Sep 2019, 7:58 am
In particular Hassett v South Eastern Health Board (Case C-372/07) [2008] ECR I-7403 and Berliner Verkehrsbetriebe v JP Morgan Bank Chase Bank NA (Case C-144/10) [2011] WLR 2087 show that art 24 is to be construed narrowly and both were considered in the present case. [read post]
27 Aug 2019, 9:41 pm
One of the central features of the Stop Wall Street Looting Act that was introduced by Senator Elizabeth Warren and a number of co-sponsors is a targeted rollback of limited liability. [read post]
15 Aug 2019, 11:24 pm
Question Raised: Which Way Did the Money Flow? [read post]
9 Aug 2019, 3:00 am
Black Lives Matter Louisville leader Chanelle Helm is heard on the video mocking McConnell’s recent shoulder injury and saying he “should have broken his little, raggedy, wrinkled-ass neck. [read post]
6 Aug 2019, 3:09 pm
In the JP Morgan data breach, the cyber-attack infiltrated J.P. [read post]
12 Jun 2019, 4:15 am
” It includes best practices and other contributions from businesses like DuPont, JP Morgan Chase, and General Motors, and it provides training tools for: Recruiters Hiring Managers Supervisors Consultants (and other subject matter experts); and Employees (and co-workers) You’ll find training modules, videos, white papers, forms, checklists, and more. [read post]
4 Jun 2019, 10:56 am
JP Morgan said the probability of a U.S. recession in the second half of this year had risen to 40% from 25% a month ago. [read post]
4 Jun 2019, 10:56 am
JP Morgan said the probability of a U.S. recession in the second half of this year had risen to 40% from 25% a month ago. [read post]
2 Jun 2019, 11:27 pm
The sentencing memo in the recent case of Russian operative Maria Butina illustrates plainly why ordinary activity can be of counter-intelligence concern.21] One practical conclusion from this analysis is security of our news and media information systems matters as much as security of personal and commercial information systems. [read post]
17 May 2019, 3:23 pm
JP Morgan concerned Article 22(2) of Regulation 44/2001, which is materially identical to Article 24(2) of Brussels I Recast. [read post]
10 May 2019, 5:08 am
In the Matter of the Application of Long Term Stock Exchange, Inc.for Registration as a National Securities Exchange (Findings, Opinion, and Order of the SEC; Rel. [read post]
9 May 2019, 4:30 am
JP Morgan paid a $267 million settlement to the SEC in 2016. [read post]
6 May 2019, 9:01 am
Morgan Stanley is accused of knowing about these misrepresentations but doing nothing to remedy the matter. [read post]
11 Apr 2019, 10:34 am
The meeting will be webcast live on the SEC’s website, SEC.gov, and will be archived on the website for later viewing.Members of the public who wish to provide their views on the matters to be considered by the Fixed Income Market Structure Advisory Committee may submit comments either electronically or on paper, as described below. [read post]
Illinois District Court Stays Conditional Certification Order Pending Appeal on Arbitrability Issues
10 Apr 2019, 10:38 am
Facebook, for its part, moved the court to stay its decision and to certify the matter for appeal pursuant to 28 U.S.C. section 1292(b). [read post]
3 Apr 2019, 2:33 am
RIPA isn’t just about criminal matters at all. [read post]
