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28 Jul 2023, 11:29 am
The claim alleges that Merrill Lynch unsuitably invested its client in a high-risk trading strategy. [read post]
8 Sep 2011, 6:01 am
They left in droves.Watch for Merrill brokers to do the same. [read post]
6 Jun 2012, 5:00 am
In re Merrill Lynch Auction Rate Securities Litigation arose out of an action by an investor, Louisiana Pacific Corporation (“plaintiff”) filed suit against underwriters Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Inc. [read post]
23 Feb 2010, 7:21 am
Severio admitted to the court that he had convinced 31 long-term clients of Merrill Lynch to withdraw their money from their Merrill Lynch accounts and invest their money in other opportunities outside of Merrill Lynch. [read post]
2 Oct 2012, 7:09 pm
Now that the Supreme Court has refused to hear Merrill Lynch's appeal, the case will return to the trial court where it will be determined whether Merrill Lynch actually engaged in the racially discriminatory practices the class has alleged occurred. [read post]
25 Jul 2023, 10:40 am
Merrill reportedly intended MLIs to be held to maturity. [read post]
30 Oct 2007, 8:50 am
If the story of Merrill Lynch is getting a bit operatic these days, Alberto Cribiore should feel right at home. [read post]
8 Dec 2008, 5:46 pm
Cuomo is watching Merrill Lynch very closely. [read post]
6 Feb 2020, 9:15 am
As reported in the Kansas City Star and The New York Times, the jury found that there was not sufficient evidence to prove that the boy knew […] The post Attorney Jerry Merrill Secures Not Guilty Verdict for Kansas Teen Charged with Murder appeared first on Merrill Law Firm. [read post]
13 Aug 2011, 12:39 pm
The transaction, in which Merrill paid Enron $7 million and loaned $21... [read post]
25 Feb 2009, 5:09 am
Merrill Lynch's faulty internal controls led to the firm's understating 2008 losses by more than $500 million, The Financial Times reported, citing Merrill's annual report. [read post]
29 Jul 2008, 5:48 pm
Will Merrill Lynch’s latest mark-downs spell trouble for other investment banks? [read post]
17 Feb 2006, 7:35 am
[JURIST] Merrill Lynch [corporate website] said Friday it will pay $164 million to settle 23 class action lawsuits involving Merrill Lynch's research of internet companies in the 1990s. [read post]
12 Dec 2014, 6:35 am
And if you are a broker at Merrill, with any number of accounts in that range, are you going to stay with Merril? [read post]
10 Sep 2008, 4:48 pm
Merrill Lynch said on Wednesday that it has hired George H. [read post]
20 May 2010, 4:19 am
The former Merrill Lynch broker Steven Mandala, who bought a Ferrari with some of the $780,000 he stole from the firm, pleaded guilty to grand larceny and identity theft, Bloomberg News reported. [read post]
6 Aug 2007, 2:06 am
A NASD Arbitration Panel has awarded a Merrill Lynch broker $400,000 in compensatory damages plus $1.2 million in punitive damages for defamatory statements made by Merrill on the broker's U-5.Registered Rep has a story on the award, which was decided under Florida law. [read post]
8 Jan 2009, 7:24 am
Temasek, the government-run fund out of Singapore, appears to have lost billions of dollars, at least on paper, from its multibillion-dollar investment in Merrill Lynch. [read post]
6 Oct 2010, 8:29 am
DealBook takes a look at the highlights of Bethany McLean and Joe Nocera's excerpt of their new book in Vanity Fair, detailing the beginning of the end of Merrill Lynch. [read post]
22 Jun 2018, 2:31 pm
The SEC alleged that Merrill Lynch created false reports; altered code to reconfigure FIX messaging systems; modified Transaction Cost Analysis reports and more to Merrill Lynch as the execution venue incorrectly. [read post]
