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18 Jan 2010, 5:00 am
Merrill Lynch had to approve the merger; shareholders of BofA had to approve the issuance of the shares used to acquire Merrill Lynch. [read post]
2 Apr 2009, 11:52 am
http://www.aboutlawsuits.com/merrill-lynch-investor-arbitration-claim-award-3408/April 2nd, 2009 An arbitration panel through the Financial Industry Regulatory Authority (FINRA) awarded an investor $30.6 million in compensatory damages and $9.2 million in interest against Merrill Lynch as a result of the negligence of one of their subsidiary broker-dealers. [read post]
13 Aug 2011, 12:39 pm
[JURIST] A federal appeals court on Friday upheld [opinion, PDF] the conviction of ex-Merrill Lynch [corporate website] executive James Brown stemming from his role in the Enron fraud scandal [JUIRST news archive]. [read post]
15 Jan 2021, 12:15 pm
Still, Merrill Lynch discharged Mr. [read post]
14 Nov 2018, 2:54 pm
Merrill Lynch is now a Bank of America (BAC) subsidiary. [read post]
31 Jul 2018, 12:37 pm
Continue reading The post Merrill Lynch Broker Anteneh Roberts Banned By FINRA After Misconduct Allegations appeared first on Securities Arbitration Lawyers Blog. [read post]
6 Jan 2010, 2:38 pm
(Merrill Lynch). [read post]
9 Jun 2014, 9:28 am
(Merrill), in the... [read post]
28 Oct 2008, 5:05 pm
Merrill Lynch & Co., Inc., C.A. 4066-VCN (Del. [read post]
28 Jun 2018, 2:11 pm
Hibbard was discharged from Merrill Lynch on 01/08/2018, after allegations of “unauthorized transactions and theft. [read post]
25 May 2012, 8:42 am
Merrill Lynch Pierce Fenner & Smith Inc., Respondent. [read post]
16 Dec 2014, 1:24 pm
FINRA found that “Merrill Lynch purchased MLC Notes at prices that were not fair to its retail customers. [read post]
10 Apr 2009, 6:44 am
More importantly, if he does, what impact will this have on Merrill Lynch? [read post]
4 Aug 2009, 4:06 am
In February, Cuomo subpoenaed the bank to obtain the names of all bonus recipients, contending that Merrill Lynch accelerated the payments before the announcement of a $9.8 billion fourth-quarter loss. [read post]
11 Jun 2010, 11:25 am
Lipson lost $20,000 in a Merrill Lynch CDO. [read post]
6 Jul 2021, 7:48 am
Continue Reading › The post Merrill Lynch To Pay $11.6M To Settle FINRA Case Over Unsuitable Unit Investment Trust Rollovers appeared first on Investor Lawyers Blog. [read post]
27 Jan 2020, 12:37 pm
Gierbolini continued to work with the couple when he moved to Merrill Lynch in 2012. [read post]
11 Aug 2009, 2:22 am
The Atlantic explores what happened behind the scenes in the final days of Merrill Lynch, when the Wal-Mart of banking took over the former Wall Street powerhouse. [read post]
22 Jan 2019, 1:08 pm
Continue reading The post Broker Ralph Byer Of Merrill Lynch Has Seven Disclosures appeared first on Securities Arbitration Lawyers Blog. [read post]
14 Sep 2008, 8:22 pm
Updated: Bank of America is in advanced talks to buy Merrill Lynch for about $50.03 billion, people briefed on the negotiations said on Sunday, as a means to preserve that investment bank while Lehman Brothers looks likely to collapse. [read post]
