Search for: "Metlife Securities, Inc."
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13 Dec 2017, 1:47 pm
Since handing down a $20 million fine against MetLife Securities, Inc. [read post]
22 Nov 2007, 8:50 pm
You don’t need to stand in line at 2AM at Best Buy to get one of these in-house counsel jobs: General Counsel - Latin America - Franklin Templeton, Miami, FL Counsel - Hyundai, Montgomery, AL Licensing and Corporate Counsel - Avid Technology, Daly City, CA Associate General Counsel - Carnival Cruise Lines, Miami, FL Staff Attorney - LG Electronics, San Diego, CA Compliance Manager - Confidential, New York, NY (Near Wall Street) Attorney - IT/Transactions - Confidential, NY, NY (Downtown)… [read post]
2 May 2011, 11:23 pm
Paul Richard Soto, formerly with Metlife Securities Inc. in Sacramento, California, was suspended from association with any FINRA member for 10 business days and fined $5,000 in connection with a finding that he exercised discretions in customer accounts without written authorization from his firm. [read post]
30 Oct 2010, 10:20 am
Other companies including American International Group Inc., MetLife Inc. and Lincoln National Corp. have also recently applied for or received approval for rate rises ranging from 10% to 40%. [read post]
30 Oct 2010, 10:20 am
Other companies including American International Group Inc., MetLife Inc. and Lincoln National Corp. have also recently applied for or received approval for rate rises ranging from 10% to 40%. [read post]
29 Jun 2023, 8:30 am
(CRD#:133763), FORT LAUDERDALE, FL B, 06/20/2003 – 08/04/2015, METLIFE SECURITIES INC. [read post]
24 Mar 2022, 8:45 am
Prior to working for Ninepoint Advisors, Salamah was reportedly affiliated with the following firms during his career, among others, according to FINRA: 08/20/2010 – 02/07/2013, MORGAN STANLEY (CRD#:149777), ROCKFORD, IL, 02/11/2005 – 09/02/2010, METLIFE SECURITIES INC. [read post]
6 Jan 2020, 8:24 am
Notable Medical Review Company Mergers and Acquisitions ExamWorks, Inc. is a subsidiary of holding company, ExamWorks Groups, Inc., which is a large national and international provider of IME services. [read post]
11 Nov 2010, 9:14 am
, Catherine Kinney, a Director at Metlife Inc.; MSCI, Inc. and NetSuite Inc., GE’s Michael McAlevey, and Ann Yerger of the Council of Institutional Investors. [read post]
28 May 2014, 5:49 am
From 2005 to January 2008, Miron was associated with MetLife Securities Inc. [read post]
2 Dec 2013, 1:53 pm
JGWPT Holdings Inc.' [read post]
17 Nov 2011, 10:11 pm
Green Power Purchasing: Adobe Systems Inc., Allegheny College, Datapipe, Inc., Franklin & Marshall College, Jackson Family Wines, Mercyhurst College, MetLife, Santa Clara University, State Street Corporation, and the University of Central Oklahoma On-site Generation: City of San Francisco and SC Johnson & Son The City of San Francisco, Intel Corporation, Kohl’s Department Stores, and Staples are all previous winners of EPA’s Green Power Leadership… [read post]
12 May 2015, 2:43 pm
Essentially, in addition to taking on the credit risk of the issuer, the investor also takes on the price risk of the referenced security or securities. [read post]
12 Sep 2013, 8:09 am
The portfolio generally invests in equity securities and its performance determines the amount of this total payment. [read post]
2 Aug 2023, 7:22 am
He serves as director at three companies—United States Steel Corp., MetLife Inc., and Lockheed Martin Corp. [read post]
21 Jul 2010, 2:35 pm
New York-based insurer MetLife estimates the total costs of elder fraud comes to more than $2.6 billion a year. [read post]
2 Jun 2009, 1:06 am
The Ronald Reagan Presidential Foundation Inc. [read post]
10 Apr 2023, 9:00 pm
California is home to millions of drivers, making it essential for car owners to secure the right insurance coverage. [read post]
10 Apr 2023, 9:00 pm
California is home to millions of drivers, making it essential for car owners to secure the right insurance coverage. [read post]
31 May 2008, 10:17 pm
(acquired by Manulife Financial Corporation), The Walt Disney Company, TD Bank Financial Group, The Bank of New York Mellon Corporation, Hudson United Bancorp (acquired by TD Bank Financial Group), United Parcel Service, Inc., Wachovia Corporation, MetLife, Hudson City Bancorp, Eastman Kodak Company, Burlington Resources (acquired by ConocoPhillips Inc.), Providian Financial (acquired by Washington Mutual, Inc.), Penn Fed Financial (acquired by New York Community… [read post]
