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22 Dec 2020, 7:33 am
The new rule provides an exemption from registration only with respect to the generic solicitation of interest. [read post]
6 Sep 2019, 2:11 pm
Sept. 4, 2019), the County of Suffolk had contracted with a private nonprofit organization, Parents for Megan’s Law (“PFML”), to visit …The post Second Circuit holds that Fourth Amendment not violated by Suffolk County program that permits nonprofit organization to conduct home visits with individuals on the sex offender registry in order to confirm the accuracy of their registration address. appeared first on Federal Defenders of New York Blog. [read post]
7 Jul 2020, 10:55 am
One of the most commonly used registration exemptions is Section 4(a)(2) of the Securities Act, which exempts those offerings which do not involve a “public offering. [read post]
30 Sep 2020, 10:55 am
One of the most commonly used registration exemptions is Section 4(a)(2) of the Securities Act, which exempts those offerings which do not involve a “public offering. [read post]
15 Dec 2023, 7:00 am
Early March (March 6 through mid-March): Lottery Registration SubmissionSubmit electronic H-1B cap registration application. [read post]
30 Nov 2010, 7:21 am
4. [read post]
23 Nov 2011, 7:28 am
4. [read post]
20 Jan 2023, 12:00 am
Each year, by law, USCIS can approve up to new 65,000 H-1Bs, thereby allowing many private and employers to hire temporary qualified workers. [read post]
9 Feb 2012, 2:00 am
Section 3 discusses proposed changes to commodity pool operator registration and compliance requirements, and Sections 4 and 5 focus on Dodd-Frank Act changes to existing securities laws and regulations, including with respect to large trader reporting and investment advisers. [read post]
27 Jul 2017, 8:31 am
The registration problem was just the tip of the iceberg. [read post]
21 Sep 2013, 6:47 pm
Go to the SEC’s website and review all publicly available information like Form 4′s and all other documents you can find. [read post]
20 Aug 2010, 2:15 am
Private Whois Service, FA1005001324496 (Nat. [read post]
27 Feb 2013, 6:42 am
But certain foreign companies can enjoy a special set of rules, some of which relax reporting and registration requirements, if they qualify as a “foreign private issuer. [read post]
30 Dec 2010, 5:10 am
Dyson, Interpreting Article 4(3) of the Rome I Regulation: Something Old, Something Borrowed or Something New? [read post]
2 Jul 2020, 6:41 am
Both contracts are offered for a duration of 4 years and can be combined with PhD studies. [read post]
29 Nov 2011, 6:19 am
Although the rule’s definition of “private placement” is literally quite broad, it is unclear whether FINRA intends the rule to apply outside the context of non-public offerings generally effected pursuant to Section 4(2) or Regulation D. [read post]
6 Feb 2012, 9:52 am
The proposed exemption would require private fund advisers to meet certain conditions, including the advisers not being subject to specified "bad boy" disqualification provisions, submitting SEC-filed reports required by Rule 204-4 of the Investment Advisers Act of 1940, and paying the $125 adviser registration fee to make the exemption effective for one year. [read post]
14 Feb 2011, 1:22 pm
The proposed rule would also require hedge fund and other private fund managers that are currently exempt from registration as commodity trading advisors (“CTAs”) because they only advise funds that are exempt under CFTC Rules 4.13(a)(3) and 4.13(a)(4), to register as CTAs with the CFTC and become members of the NFA. [read post]
15 Dec 2014, 4:44 pm
What is a “private fund” under the Advisers Act? [read post]
25 Mar 2024, 4:24 am
The rich conference programme will surely be of interest to many, and infromation about the venue and registration is available at the conference webpage. [read post]
