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21 Mar 2011, 4:28 am by Dianne Saxe
SM 01350 was developed as a voluntary standard, but is increasingly accepted as an authoritative benchmark. [read post]
21 Sep 2018, 7:51 am by Charlotte Henry (UK)
The key proposals for CMCs in relation to the SM&CR are: a small number of senior roles within CMCs Senior Management Functions (SMFs) will be created. [read post]
1 Apr 2019, 4:36 am by Joe Bamford (UK)
The FCA previously consulted on how it will apply the SM&CR to CMCs in Consultation Paper 18/26. [read post]
27 Jul 2012, 2:07 am by sally
RT (Zimbabwe) v Secretary of State for the Home Department (United Nations High Commissioner for Refugees intervening); SM (Zimbabwe) v Same (Same intervening); AM (Zimbabwe) v Same (Same intervening); KM (Zimbabwe) v Same (Same intervening) [2012] UKSC 38; [2012] WLR (D) 226 “A claim for asylum should not be defeated on the ground that an individual who had no political views, and who therefore did not support the persecutory regime in his home country, would lie and feign loyalty to… [read post]
16 Aug 2022, 12:28 pm by Jochen Vester (UK)
In the meantime, the FCA clarifies that firms that have unintentionally come under the Enhanced Scope SM&CR Regime under the new version of Significant SYSC, need take no action. [read post]
23 Mar 2012, 7:04 am by admin
For those who haven’t had any formal SM training or don’t have a SM policy, here’s a link to our 187% free SM Starter Kit, which includes handy SM 101-ish articles, a sample SM policy, links to SM polices from various Fortune 500 companies, a guide to global SM law and much much more. [read post]
28 Apr 2010, 6:12 pm
"Jury sides with SM company in love-doll case": The North County Times of Escondido, California has a news update that begins, "A Valley Center man must pay nearly $300,000 to his former employer after breaking away to start his own love-doll company, a Vista Superior Court jury decided Wednesday. [read post]
5 Dec 2007, 2:42 pm
Department of Justice seeks archived SMS text messages from Verizon Wireless without obtaining a warrant first. [read post]
10 Aug 2011, 12:38 pm by admin
SM-related Discipline What kind of SM-related discipline does the NLRB target? [read post]
23 Jun 2011, 8:05 pm by legalinformatics
., of Frontline SMS and Frontline SMS: Legal, has published The Case for mLegal, Innovations: Technology, Governance, Globalization, 6(1), 41-62 (2011), doi: 10.1162/INOV_a_00057. [read post]
30 Mar 2023, 7:50 am by Jason Dickstein
The deadline for Safety Management Systems (SMS) comments is coming soon. [read post]
6 Sep 2007, 5:59 am
Google Inc. has a newly patented business method that allows users to pay for goods from retailers and vending machines through SMS (Short Message Service). [read post]
17 Aug 2020, 8:50 pm by Lisa Lee Lewis (UK)
On 14 August 2020, the FCA updated its web page concerning the Senior Managers and Certification Regime (SM&CR) for solo regulated firms by adding tables on good and poor practice in the areas of fitness and propriety and conduct rules. [read post]
15 Aug 2010, 11:00 pm by Jason Dickstein
This year's MARPA Conference will feature several speakers addressing SMS concepts and implementation mechanisms. [read post]
11 Apr 2012, 5:51 am by Jeanne M. Hannah
This information is not intended to substitute for a lawyer, but it will help SMs figure out some of the important issues in a divorce and, if the SM has to go it alone because he or she cannot afford a lawyer, Sullivan's guide is invaluable. [read post]
2 Sep 2016, 7:44 am by Jeff
 So.. should SMS be used for... appt confirmations??? [read post]