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19 Jul 2024, 5:46 pm by Steven Calabresi
Her discussion of that issue is good as any judicial opinion since one written by Justice David Souter concurring in Edmond v. [read post]
18 Jul 2024, 9:05 pm by Anagha Vasudevarao
Bruen and United States v. [read post]
15 Jul 2024, 9:35 pm by David Oscar Markus
A terrific criminal defense lawyer and my good friend, Sean Hecker, is here to discuss the wild trial of United States v. [read post]
15 Jul 2024, 1:05 am by INFORRM
The draft regulation is now under debate in the Council of States. [read post]
14 Jul 2024, 11:48 am by DLA Piper LLP
Written by: David Solander, Meghan Carey and Jessica McKinney A three-judge panel of the US Court of Appeals for the Fifth Circuit unanimously vacated the US Securities and Exchange Commission (SEC)’s private fund adviser rules and amendments (Private Fund Rules),[1] stating that “no part of it can stand. [read post]
11 Jul 2024, 9:05 pm by Samantha Heavner
” The case, Johnson v. [read post]
11 Jul 2024, 3:20 pm by CFM Admin
In addition to the violations surrounding hypothetical performance, one adviser was also found to have (i) made false and misleading statements, (ii) advertised misleading model performance, (iii) been unable to substantiate performance shown in its advertisements, (iv) failed to enter into written agreements with people it compensated for endorsements, and (v) violated recordkeeping and compliance standards including filing a prospectus with the SEC which contained misleading statements… [read post]
10 Jul 2024, 9:01 pm by renholding
. * * * Today’s topic – “Regulating Finance in a Changing Administrative State” – is no doubt a timely one, but also one that could easily serve as my job description. [read post]
7 Jul 2024, 8:50 am by Giles Peaker
Decision David Pittaway KC sitting as a Judge of the Administrative Court Office said he faced a “difficult decision”. [read post]
5 Jul 2024, 6:30 am by Guest Blogger
Somehow the fantasy persists that, as David Super put it in a Newsweek exchange last summer, that once we persuade more people to vote Democratic, “the Trumpist threat will fade away and enacting most of our program will become relatively easy. [read post]