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  According to Stephanie Dumont (EVP, FINRA Market Regulation and Transparency Services), FINRA has transitioned all of its surveillance routines to be CAT-based, expanding the sophistication of its NMS and OTC equity and listed option-specific surveillances. [read post]
29 Jun 2014, 8:00 pm by Stephanie Gutierrez
Background and decision On May 2, 2014, the Federal Court of Appeal released Canada (Attorney General) v. [read post]
27 Jun 2016, 2:48 pm by Molly Runkle
The Court also issued an opinion in Voisine v. [read post]
13 Apr 2018, 6:03 am
Posted by John Mark Zeberkiewicz and Stephanie Norman, Richards, Layton & Finger, P.A., on Friday, April 13, 2018 Editor's Note: John Mark Zeberkiewicz is a Director and Stephanie Norman is an Associate at Richards, Layton & Finger, P.A. [read post]
8 Jul 2024, 4:00 am by Howard Friedman
Barclay, The Religion Clauses After Kennedy v. [read post]
19 Apr 2011, 2:32 am
Disclosure of a public agency’s "policies, procedures, rules and regulations”Sabilia v State of New York, 14 Misc.3d 1228(A) Peter Sabilia and his wife, Stephanie, sued the State of New York after Peter was injured as a result of his being run over by a State motor vehicle sunbathing on the beach at Jones Beach State Park. [read post]
7 Oct 2020, 8:32 am by James Romoser
Pharmaceutical Care Management Association (involving states’ efforts to regulate the private intermediaries between insurance companies and pharmacies) and Tanzin v. [read post]
21 Jan 2010, 3:27 pm by Matt Sundquist
CNN's Bill Mears reports that the case could affect state laws in the twenty-two states that have laws similar to the federal restrictions overruled today. [read post]