Search for: "The Depository Trust Company"
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10 Apr 2015, 9:17 pm
You must know who is working for you and trust absolutely their access to consumer information. (13) Establish an employee training program to explain the data security and privacy requirements. [read post]
26 Sep 2014, 7:11 pm
The group, which includes Broadridge Financial Solutions, Depository Trust Co., Investment Company Institute and others, released a report on the work it has done to improve the back-office “plumbing” in the proxy voting system. [read post]
7 Apr 2014, 6:24 am
On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new compliance requirements on The Options Clearing Corporation (“OCC”), The Depository Trust Company (“DTC”), National Securities Clearing Corporation (“NSCC”), Fixed Income Clearing Corporation (“FICC”) and ICE Clear Europe. [read post]
14 Feb 2014, 7:40 am
Those institutions have issued a depository account in conjunction with a Totten trust arrangement. [read post]
14 Feb 2014, 7:40 am
Those institutions have issued a depository account in conjunction with a Totten trust arrangement. [read post]
14 Jan 2014, 3:14 pm
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
14 Jan 2014, 6:00 am
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
28 Dec 2013, 7:01 pm
A number of community banking organizations have expressed concern that the Final Rule conflicts with the congressional determination under section 171(b)(4)(C) of the Dodd-Frank Act to grandfather TruPS issued before May 19, 2010, by depository institution holding companies with total consolidated assets of less than $15 billion as of December 31, 2009; and by organizations that were mutual holding companies on May 19, 2010, for purposes of calculating Tier 1 regulatory… [read post]
28 Oct 2013, 7:58 am
We expanded our search and found little Yellowstone Trust Company, which charges $200 for setup and a minimum $600 annual fee. [read post]
29 Apr 2013, 4:18 pm
Nonpersonal Services: those that “include[] but [are] not limited to … [u]tilities, construction, transportation, research, insurance, and fund depository. [read post]
28 Apr 2013, 9:01 pm
Disruption is definitely the hot term du jour. [read post]
23 Apr 2013, 6:28 am
Werner, Syndicated Gold Depository Inc, now known as Bahamas Resources Alliance Ltd., Merendon Mining Corp. [read post]
4 Feb 2013, 6:00 am
Covered FFIs: clarified and scope limited; non-professionally managed passive entities now are non-financial foreign entities (NFFEs), not FFIs; clarification of scope of depository institutions, insurance companies and investment funds. [read post]
21 Dec 2012, 3:04 am
However, differences of view stalled the establishment of an international depository for seeds. [read post]
23 Oct 2012, 2:00 am
At the beginning of the 2012 shareholder proposal season, the Staff issued Staff Legal Bulletin No. 14F (Oct. 18, 2011) (“SLB 14F”), which states that “only [Depository Trust Company ('DTC')] participants should be viewed as ‘record’ holders of securities that are deposited at DTC. [read post]
19 Oct 2012, 1:00 am
Either Iowans and Midwesterners are a pretty trusting group or I have perfected the art of seeming trustworthy over the phone, or perhaps a little of both! [read post]
17 Oct 2012, 7:42 am
In the latter case, the securities are either held in the name of the intermediary (in “street name”) or, where the intermediary is a Depository Trust Company (DTC) participant, are deposited with DTC and held in the name of DTC’s nominee (Cede & Co.). [read post]
19 Jul 2012, 11:53 am
The authority to designate financial market utilities is an important component of the Dodd-Frank Act and is one of a number of tools now available to constrain risk and help protect against future financial crises.The designated financial market utilities are: The Clearing House Payments Company, L.L.C., on the basis of its role as operator of the Clearing House Interbank Payments System; CLS Bank International; Chicago Mercantile Exchange, Inc.; Depository… [read post]
12 Jul 2012, 6:23 am
Trust has fought against former brokers soliciting clients by instituting U.K. [read post]
12 Jul 2012, 6:23 am
Trust has fought against former brokers soliciting clients by instituting U.K. [read post]
