Search for: "UBS Investment Bank"
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3 Apr 2019, 8:23 am
Jose Ramirez, former UBS Broker sentenced to Prison for Fraud According to reports Investment News last week, Jose Ramirez, former top UBS broker in Puerto Rico was sentenced to a year and a day in prison after pleading guilty to criminal bank fraud in November. [read post]
5 Nov 2010, 3:37 pm
The notes plunged in value when the investment bank collapsed in 2008. [read post]
3 Sep 2012, 11:00 pm
Three former Union Bank of Switzerland–UBS–executives were convicted on Friday in the U.S. [read post]
27 Apr 2010, 8:49 am
UBS is HealthSouth’s investment bank. [read post]
16 Aug 2009, 10:20 pm
Since 2007, after UBS incurred huge losses, the bank's single largest sharholder has been the Government of Singapore Investment Corporation. [read post]
12 Nov 2012, 1:10 pm
We’ve heard Paul Volcker advocate for splitting big banks into investment banks and service banks; separating the profits-at-all-costs mentality of investors from the customers-first mentality that banks should use when providing basic financial services to the public. [read post]
21 Aug 2023, 9:42 am
This security is then sold to investors as an investment product. [read post]
20 Sep 2021, 12:35 pm
Did Investment Banks Wait Too Long to Take Action on Evergrande? [read post]
19 Apr 2024, 8:47 am
The Big Banks specifically, JP Morgan, UBS, Morgan Stanley, Goldman Sachs, and Citigroup, have [...] [read post]
5 Sep 2007, 4:24 am
Moelis & Company, a firm headed by a former top UBS investment banker, Ken Moelis, has raised $1.8 billion so far for its first fund, more than expected, according to The Deal.com. [read post]
27 Aug 2012, 9:38 am
Sonn | Erez has been successful in recovering millions of dollars for UBS customers who invested in these Notes. [read post]
19 Oct 2015, 12:49 pm
It is believed that individuals from marketing, investment banking, lending and other areas of the bank’s operations on the island were all let go. [read post]
28 Oct 2015, 2:21 pm
The UBS Willow Fund was a closed-end fund that set out to invest primarily in distressed debt securities. [read post]
8 Oct 2008, 1:56 pm
The general counsel of UBS's investment bank has agreed to pay $6.5 million in order to settle a claim of insider trading involving auction-rate securities. [read post]
1 Nov 2018, 7:51 am
To date, UBS has already paid tens of millions of dollars to investors over these investments. [read post]
15 Apr 2008, 5:00 am
UBS posted double-digit growth in revenues in the past two years in its Taiwan operations, whose core businesses are wealth management, asset management and investment banking, Tapner said. [read post]
23 Nov 2015, 11:07 am
Have you suffered losses investing in UBS structured notes tied to oil? [read post]
3 Jun 2020, 12:28 pm
As reported by The Wall Street Journal: “Banks and brokerages advertised [ETNs such as UBS’s ETRACS leveraged ETN] as offering payouts both steadier and more lucrative than plain-vanilla investments such as bonds or index-tracking funds. [read post]
5 Aug 2009, 10:20 pm
Tao Wang also says that Beijing has its finger on the concerns of NPLs and bad investment: This time around we do believe lending regulations have been relaxed, but we don't believe banks have "thrown caution to the wind". [read post]
28 Sep 2010, 12:36 pm
Moelis & Company, an investment bank founded by former UBS investment banker Kenneth Moelis, will pay $2 billion for the hedge fund Gracie Credit. [read post]
