Search for: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
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22 Jan 2024, 9:01 pm
Alan’s legacy and work at the Commission staff still resonates on the securities industry and market participants today. [read post]
19 Jan 2024, 11:08 am
On December 12, 2023, the Department of Justice (“DOJ”) issued guidance related to the process by which companies may request the United States Attorney General authorize delays of cyber incident disclosures, pursuant to a new Securities and Exchange Commission (“SEC”) rule. [read post]
18 Jan 2024, 11:13 am
On January 10, 2024, the Securities and Exchange Commission (SEC) announced that global software company SAP had agreed to pay $100M for violations of the Foreign Corrupt Practices Act (FCPA). [read post]
18 Jan 2024, 10:42 am
In December, the United Nations held the tenth session of the Conference of the States Parties (CoSP10) to the United Nations Convention against Corruption (UNCAC) in Atlanta. [read post]
16 Jan 2024, 9:05 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission. [read post]
11 Jan 2024, 2:19 pm
“Whistleblowers should consider filing claims under the anonymous and confidential whistleblower programs operated by the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and FinCEN. [read post]
10 Jan 2024, 9:02 pm
Securities and Exchange Commission (SEC) approval. [read post]
10 Jan 2024, 2:12 pm
” Not alone, but lonelier then than now before the advent of decisions such as Securities and Exchange Commission v. [read post]
10 Jan 2024, 12:35 pm
By Jeffrey Newman The Securities and Exchange Commission announced charges against global software company SAP SE for violations of the Foreign Corrupt Practices Act (FCPA) concerning bribery schemes in South Africa, Malawi, Kenya, Tanzania, Ghana, Indonesia, and Azerbaijan. [read post]
8 Jan 2024, 5:42 pm
United States Trustee v. [read post]
8 Jan 2024, 11:03 am
Securities and Exchange Commission (“SEC”), and that the statutory restrictions on removing SEC ALJs are therefore unconstitutional. [read post]
5 Jan 2024, 7:03 am
Additionally, The Miami-Dade Commission on Ethics and Public Trust and the State Attorney’s Office have also begun their own investigations into the matter. [read post]
4 Jan 2024, 1:58 pm
Pix credit here DUKE. [read post]
2 Jan 2024, 5:50 am
There was such a bipartisan outcry that Congress initiated investigations, as did the United States Attorney in Manhattan. [read post]
2 Jan 2024, 4:57 am
In United States v. [read post]
1 Jan 2024, 9:01 pm
Securities and Exchange Commission to investigate and bring civil enforcement actions against foreign officials for seeking or accepting a bribe. [read post]
1 Jan 2024, 6:19 am
Securities and Exchange Commission considers them to be securities. [read post]
31 Dec 2023, 6:30 am
Securities and Exchange Commission regarding the Commission’s consideration of board diversity disclosure. [read post]
31 Dec 2023, 6:30 am
Securities and Exchange Commission regarding the Commission’s consideration of board diversity disclosure. [read post]
28 Dec 2023, 9:05 pm
Food and Drug Administration (FDA) approved the first oral contraceptive available in the United States without a prescription. [read post]
