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19 Oct 2012, 3:16 pm
Carroll sued Kelliher and Merrill Lynch. [read post]
17 Oct 2012, 10:07 pm
Merrill Lynch, Linda Friedman of Stowell & Friedman, and class action defense lawyer Andrew Trask of McGuireWoods, both agreed that an important lesson to be learned from both the Merrill Lynch case and the recent denial of the motion to dismiss in the smaller Walmart case which is back pending in the Northern District of California, is that no ruling in the class certification context is ever truly permanent. [read post]
15 Oct 2012, 1:53 pm
On August 24, 1998, Enrique Vila entered the securities industry as a General Securities Representative of Merrill Lynch, Pierce, Fenner & Smith. [read post]
10 Oct 2012, 8:44 pm
Merrill Lynch, Pierce, Fenner & Smith, Inc., 672 F.3d 482 (7th Cir. 2012). [read post]
5 Oct 2012, 8:23 am
Merrill Lynch and Damasco v. [read post]
3 Oct 2012, 5:00 am
Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
2 Oct 2012, 7:09 pm
Now that the Supreme Court has refused to hear Merrill Lynch's appeal, the case will return to the trial court where it will be determined whether Merrill Lynch actually engaged in the racially discriminatory practices the class has alleged occurred. [read post]
1 Oct 2012, 1:13 am
The case arises out of BofA’s agreement, reached in mid-September 2008, at the height of the global financial crisis, to acquire Merrill Lynch. [read post]
28 Sep 2012, 2:03 pm
28 Sep 2012, 2:03 pm
26 Sep 2012, 7:34 pm
Alleca (PDF) More Blog Posts: Lehman Brothers Australia Found Liable in CDO Losses of 72 Councils, Charities, and Churches, Institutional Investor Securities Blog, September 25, 2012 Merrill Lynch Told to Pay $3.6M to Brazilian Heiress for Brother’s Alleged $389M in Unauthorized Trading, Stockbroker Fraud Blog, September 22, 2012 Municipal Advisor Bill Passes Vote by US House of Representatives, Institutional Investor Securities Blog, September 21, 2012 [read post]
25 Sep 2012, 9:06 am
Such is not new at Merrill Lynch, and this is not the first time Merrill Lynch was found to have failed to report customer complaint information. [read post]
24 Sep 2012, 3:13 pm
FINRA Fines Merrill Lynch $500,000 for Reporting Failures [read post]
17 Sep 2012, 10:56 am
A recent decision by the Seventh Circuit Court of Appeals affirmed a District Court’s judgment in favor of Merrill Lynch on a race discrimination claim involving a performance-based compensation system for Merrill Lynch brokers. [read post]
14 Sep 2012, 10:39 am
These notes were of limited liquidity: early redemption was restricted and Merrill Lynch did not maintain an active secondary market. [read post]
11 Sep 2012, 5:27 pm
(WFC), JPMorgan (JPM), Royal Bank of Canada's (RY) RBC Capital Markets division, Bank of America Corp's (BAC) Merrill Lynch division (MER), Morgan Stanley (MS), and Barclays PLC (BCS). [read post]
11 Sep 2012, 10:50 am
Merrill Lynch & Co., Inc. [read post]
10 Sep 2012, 5:27 am
According to authorities, Lane was a long-time financial advisor at Bank of America Investment Services, which later merged with Merrill Lynch. [read post]
6 Sep 2012, 9:30 pm
Allegedly, Lanier, 33, embezzled over $800,000 from Merrill Lynch clients and was arrested in San Diego, California. [read post]
6 Sep 2012, 12:20 pm
., Gallagher represented Bank of America, Merrill Lynch, Barclays and Morgan Stanley. [read post]
