Search for: "US Trade and Exchange, LLC"
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3 Jul 2013, 2:55 pm
Metropolitan West Asset Management, LLC highlights at least two important take-aways with respect to the cash solicitation rule. [read post]
10 Jun 2013, 10:04 am
The allegations brought forth by the Securities and Exchange Commission (SEC) accuse DMP and Morrow of making material misrepresentations and omissions to investors. [read post]
5 Jun 2013, 1:41 pm
They conducted tests using 40,000 orders, but almost 500,000 orders were waiting when the Nasdaq opened trading in Facebook stock. [read post]
21 May 2013, 10:00 am
FMR, LLC. [read post]
13 May 2013, 1:00 pm
Of further note, in two recent no-action letters issued by the SEC related to online angel investment platforms, the SEC’s Division of Trading and Markets issued no-action letters to FundersClub Inc. and AngelList LLC who were seeking confirmation that their online activities would not result in enforcement action by the SEC. [read post]
9 May 2013, 11:02 am
” Maria de los Angeles Gonzalez, the Venezuelan bank vice president, is accused of using her position at the bank to ensure that its bond trading business would continue with Direct Access Partners. [read post]
22 Apr 2013, 5:41 pm
ROBERT LONG, Appellee. 4th District.Injunctions -- Contracts -- Consulting agreement -- Restrictive covenants -- Action seeking to enforce noncompetition, non-solicitation, and confidentiality provisions of consulting agreement -- Suit predicated on actions taken by defendants more than two years after expiration of consulting agreement was not viable unless restrictive covenant was predicated upon the protection of trade secrets, which would be subject to agreement's thirty-six month… [read post]
12 Apr 2013, 10:48 am
Part of this is the development of a US IP Exchange. [read post]
27 Mar 2013, 1:43 pm
The recent action by the Securities and Exchange Commission against the Intercontinental Regional Center Trust of Chicago, LLC, and its operator, Anshoo Sethi, have caused investors to question how many other EB-5 investments are being offered by unscrupulous operators making fraudulent statements in their offering documents and presentations. [read post]
27 Mar 2013, 1:43 pm
The recent action by the Securities and Exchange Commission against the Intercontinental Regional Center Trust of Chicago, LLC, and its operator, Anshoo Sethi, have caused investors to question how many other EB-5 investments are being offered by unscrupulous operators making fraudulent statements in their offering documents and presentations. [read post]
18 Mar 2013, 9:16 am
TNP Strategic Retail Trust, Inc is a non-traded REIT sponsored by Thompson National Properties, LLC and launched in 2008. [read post]
13 Mar 2013, 11:50 am
Because of the dire consequences of a failed auction, the defendant financial institutions would sometimes intervene in the auctions by using proprietary trading accounts to place “support bids” which would result in clearing the auctions despite insufficient external demand. [read post]
13 Mar 2013, 11:50 am
Because of the dire consequences of a failed auction, the defendant financial institutions would sometimes intervene in the auctions by using proprietary trading accounts to place “support bids” which would result in clearing the auctions despite insufficient external demand. [read post]
12 Mar 2013, 5:43 pm
Int’l Trade Comm’n, 161 F.3d 696, 703 (Fed. [read post]
7 Feb 2013, 5:20 am
The Securities and Exchange Commission filed charges against a fund manager and its subadviser for their extensive use of derivatives. [read post]
7 Feb 2013, 5:20 am
The Securities and Exchange Commission filed charges against a fund manager and its subadviser for their extensive use of derivatives. [read post]
5 Feb 2013, 9:58 pm
™ Solutions Law Press, Inc. [read post]
4 Feb 2013, 12:16 am
Burford’s shares are listed on the London AIM exchange. [read post]
30 Jan 2013, 5:58 pm
Oltrin Solutions, LLC and JCI Jones Chemicals Inc., were competitors in the market for bulk bleach, which is used primarily as a disinfectant in municipal water treatment. [read post]
30 Jan 2013, 5:58 pm
Oltrin Solutions, LLC and JCI Jones Chemicals Inc., were competitors in the market for bulk bleach, which is used primarily as a disinfectant in municipal water treatment. [read post]
