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3 Jul 2014, 7:10 pm by Sabrina I. Pacifici
 The Dodd-Frank Wall Street Reform and Consumer Protection Act requires that bank holding companies with total consolidated assets of $50 billion or more and nonbank financial companies designated by the Financial Stability Oversight Council (FSOC) as systemically important periodically submit resolution plans to the FDIC and the Federal Reserve. [read post]
The Sarbanes-Oxley Act of 2002 (“SOX”), the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”) and the Consumer Financial Protection Act (“CFPA”) impose overlapping anti-retaliation provisions that generally prohibit retaliation against corporate “whistleblowers. [read post]
23 Jun 2014, 7:47 am by Adam Weinstein
However, the shifts have been used by some Wall Street firms to profit at their client’s expense. [read post]
17 Jun 2014, 9:30 pm by Natalie Punchak
The Office of the New York State Comptroller estimates that Wall Street bonuses averaged $139,940 in 2010. [read post]
13 Jun 2014, 12:41 pm by Ray Forbess
  CEO and founder, George Zoley, according to Wall Street filings just expressed his own confidence in the profitability of private prisons by purchasing $5,337,896 worth of his own company’s stock in May of this year. [read post]
13 Jun 2014, 12:41 pm by Ray Forbess
  CEO and founder, George Zoley, according to Wall Street filings just expressed his own confidence in the profitability of private prisons by purchasing $5,337,896 worth of his own company’s stock in May of this year. [read post]
8 Jun 2014, 1:38 pm by Adam Levitin
His prooftext is a February 2008 op-ed he wrote in the Financial Times in his role as a private citizen. [read post]
6 Jun 2014, 5:00 am by Doug Cornelius
They are not given a special pass to avoid all of modern Wall Street regulation that applies to ever trader out there. [read post]
4 Jun 2014, 4:34 am by Kevin LaCroix
Ferrillo of the Weil Gotshal law firm take a look at the issues surrounding cyber security and corporate governance from a board level perspective. [read post]
3 Jun 2014, 10:06 am by Davidson Stephanie
Secondly, the financial incentives of some actors may actually be opposed towards rendering the universe of legal documents into a machine-readable standard. [read post]
3 Jun 2014, 10:06 am by Davidson Stephanie
Secondly, the financial incentives of some actors may actually be opposed towards rendering the universe of legal documents into a machine-readable standard. [read post]
31 May 2014, 9:07 am by Cynthia Marcotte Stamer
Her publications and insights appear in the Health Care Compliance Association, Atlantic Information Service, Bureau of National Affairs, World At Work, The Wall Street Journal, Business Insurance, the Dallas Morning News, Modern Health Care, Managed Healthcare, Health Leaders, and a many other national and local publications. [read post]
31 May 2014, 7:06 am by Mark Astarita
Federal Bureau of Investigation and the Securities and Exchange Commission are investigating possible insider trading involving billionaire investor Carl Icahn, golfer Phil Mickelson and Las Vegas gambler William Walters, a source familiar with the matter said.Federal investigators are looking into whether Mickelson and Walters may have traded illegally on private information provided by Icahn about his investments in public corporations, the source told Reuters, confirming a report by the… [read post]
29 May 2014, 7:22 am by Doug Cornelius
Eileen Appelbaum and Rosemary Batt tried to take an academic look at private equity firms and published their results in Private Equity at Work: When Wall Street Manages Main Street. [read post]
28 May 2014, 12:05 pm by Cynthia Marcotte Stamer
Her publications and insights appear in the Health Care Compliance Association, Atlantic Information Service, Bureau of National Affairs, World At Work, The Wall Street Journal, Business Insurance, the Dallas Morning News, Modern Health Care, Managed Healthcare, Health Leaders, and a many other national and local publications. [read post]
28 May 2014, 9:01 am by Sabrina I. Pacifici
” Not only do millennials focus on corporate social responsibility, but their lack of trust in the financial sector does not indicate good things for the current governing philosophy on Wall Street. [read post]
21 May 2014, 8:57 am by Seyfarth Shaw LLP
The financial stakes are typically high, corporate reputations are on the line, and problems with media attention can divert critical corporate resources. [read post]
13 May 2014, 12:54 pm by Paul Caron
Wall Street Journal, Looking Up: Law Firms Show Signs of Growth in M&A, Corporate, Real Estate: After years of relatively sluggish demand for legal services, there just might be a light at the end of the post-recession tunnel. [read post]