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14 Apr 2008, 5:16 am
Wells Fargo Home Mortgage [read post]
2 May 2012, 6:29 am
., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
19 May 2015, 7:31 am
From October 21, 2011, until May 2015, Parthemer was registered with Wells Fargo Advisors, LLC (Wells Fargo). [read post]
8 Oct 2008, 1:15 pm
Citigroup and Wells Fargo are locked in a hard-fought battle over Wachovia. [read post]
3 Jul 2007, 10:13 am
Thus, Bowman cannot establish a claim of negligence against Wells Fargo Bank. [read post]
2 Feb 2011, 12:00 pm
Wells Fargo instead took steps to foreclose the mortgage. [read post]
30 Nov 2012, 12:07 pm
The SEC just let Wells Fargo off the hook for its sales of mortgage securities, meaning that not every bank is being sent to the firing squad for these products. [read post]
14 May 2011, 3:10 pm
Citigroup and Wells Fargo reported their litigation expenses less directly, but both combined to spend billions on attorneys. [read post]
31 Aug 2012, 11:45 am
Ally/GMAC: 800-766-4622 Bank of America: 877-488-7814 (Available M-F 7am-9pm CT and Saturdays 8am CT - 5pm CT) Citi: 866-272-4749 JPMorgan Chase: 866-372-6901 Wells Fargo: 800-288-3212 (Available M-F 7 a.m. to 7 p.m. [read post]
14 May 2011, 3:10 pm
Citigroup and Wells Fargo reported their litigation expenses less directly, but both combined to spend billions on attorneys. [read post]
13 Jul 2012, 10:27 am
” The $175 million settlement with Wells Fargo Bank resolves Wells Fargo’s practice of engaging in discriminatory lending practices against qualified African-American and Hispanic borrowers in at least 82 geographic markets across 36 states and the District of Columbia. [read post]
13 Jul 2012, 12:55 pm
Wells Fargo Bank, NA, et al. (6th Cir. [read post]
6 Oct 2008, 11:23 pm
Two hours later, Wachovia's Board of Directors met and reviewed the Wells Fargo Agreement. [read post]
29 May 2023, 1:26 pm
FINRA Took Wells Fargo Stockbroker Outback to a Bar and SEC Says It's The Last Round (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/7072/finra-sec-outback-mellon/ A former Wells Fargo Clearing Services, LLC registered representative attempted to pay $3,800 to purchase an Outback Bowl VIP Club Membership, which included tickets for the New Year's Day 2016 game. [read post]
28 Feb 2022, 3:42 am
Three-Handed Dilemma Grabs NYAG, NYPPEX, Laurence Allen, and FINRA (BrokeAndBroker.com Blog)Wells Fargo Slammed With $1 Million Defamation/Fraud Award in FINRA ArbitrationIn the Matter of the Arbitration Between Aaron Olson, Claimant, v. [read post]
15 Nov 2019, 2:35 am
Wells Fargo Clearing Services LLC, Respondent (FINRA Arbitration Decision)SEC Seeks Order Requiring Colorado Witness to Comply with Subpoena for Testimo... [read post]
24 Sep 2021, 2:46 pm
Attorney Announces $72.6 Million Settlement Of Fraud Lawsuit Against Wells Fargo Bank For Overcharging Foreign Exchange Customers Over Seven Years / Wells Fargo Admits to Overcharging and Providing False Information to Customers, Pays Restitution and Civil Penalties, and Makes Asset Forfeiture Payment (DOJ Release)SEC Charges Transfer Agent and CEO for Violations of Statutory and Regulatory Filing and Records Requirements (SEC Release)SEC Charges Issuer for… [read post]
17 May 2016, 7:44 am
Consider a recent FINRA intra-industry arbitration, which pits Wall Street behemoths UBS and Wells Fargo against each other in a post-employment dispute involving a host of former UBS employees. [read post]
10 Apr 2020, 4:20 am
The pandemic reveals that key institutions in Europe and the U.S. are no longer up to the job (Bloomberg by John Micklethwait and Adrian Wooldridge)The Pandemic Is Putting Law Students’ Futures on Hold / States are canceling bar exams while firms are shortening summer programs, clouding career prospects (Bloomberg by Meghan Tribe, Bob Van Voris, and Stephanie Russell-Kraft)Coronavirus spotlights risk at JPMorgan, Wells Fargo / Of the four largest banks, JPMorgan and… [read post]
23 Apr 2021, 3:54 am
Wells Fargo Clearing Services, LLC,... [read post]
