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11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
11 Nov 2022, 6:16 am
A legislative solution for crypto markets may have to await the next Congress.In an appearance on today’s CNBC’s “Squawk Box” with Andrew Ross Sorkin and Becky Quick, SEC Chair Gary Gensler addressed issues surrounding tokens more generally and, while not directly speaking to any possible SEC action regarding FTX, he tangentially noted the requirements for disclosures concerning mergers.With respect to tokens, Gensler said the key issue is the small number of lending… [read post]
10 Nov 2022, 6:13 am
” “Freeman Mathis Booted Off Suit Due To Atty ‘Switching Sides’” — “A Georgia federal judge disqualified Freeman Mathis & Gary LLP from continuing to represent the Geo D. [read post]
10 Nov 2022, 5:16 am
Gary Peters (D-Mich.) and ranking member Sen. [read post]
9 Nov 2022, 9:03 pm
“Private fund advisers, through the funds they manage, touch so much of our economy,” said SEC Chair Gary Gensler. [read post]
8 Nov 2022, 9:17 am
Edited by Gary J. [read post]
7 Nov 2022, 11:30 am
Amanda Fischer, currently Senior Counselor to Chair Gary Gensler, will be appointed Chief of Staff, effective…Read the Full Press ReleaseHave a securities law question? [read post]
7 Nov 2022, 10:18 am
Stephen Morrison, senior vice president and director of CSIS’ Global Health Policy Center; Gary Edson, president of the COVID Collaborative; and Jenelle Krishnamoorthy, vice president and head of global public policy and international affairs at Merck. [read post]
7 Nov 2022, 3:15 am
Insider trading is just one of the many topics that the SEC’s Enforcement Division is focused on right now, according to a PLI speech last week from SEC Chair Gary Gensler. [read post]
6 Nov 2022, 10:27 am
The press release concerning the rules’ adoption quotes SEC Chair Gary Gensler as saying that the new rules “fulfill Dodd-Frank’s mandate and Congress’s intention to prevent executives from keeping compensation received based on misstated financials. [read post]
4 Nov 2022, 2:33 pm
Gary Vaynerchuk explains that being able to put in long hours is not a skill that he looks for in every employee. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
4 Nov 2022, 6:13 am
The case involved in immigration firm Feiner & Lavy and a former associate of the firm named Gary Zohar. [read post]
3 Nov 2022, 6:32 am
Posted by Gary Gensler, U.S. [read post]
3 Nov 2022, 6:31 am
SEC Chair Gary Gensler suggested that the classification part of the proposal would keep funds honest about which of their assets are truly liquid, analogizing the problem to his inability to classify gummy bears as fruit. [read post]
3 Nov 2022, 6:30 am
Posted by Gary Gensler, U.S. [read post]
3 Nov 2022, 4:40 am
Gary Coulton was appointed the first Faculty Ombudsperson for the Texas A&M University System's newest campus last summer. [read post]
1 Nov 2022, 11:20 am
Edited by Gary J. [read post]
1 Nov 2022, 7:50 am
Written by Osob Samantar Edited by Gary J. [read post]
