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11 Aug 2017, 6:00 am by Doug Cornelius
Coscia “engaged in 10 weeks of trading” during which his conduct clearly crossed the line drawn by Dodd-Frank. [read post]
10 Aug 2017, 11:43 pm by Ben Reeve-Lewis
Ilfracombe’s Allan King was given a 9 month suspended prison sentence and costs of over £12k for risking the lives of his tenants, whilst he played Frank Spencer with a dodgy boiler. [read post]
8 Aug 2017, 1:54 pm
Campbell’s career experienced a sudden, dramatic upswing in 1967, when he recorded a rendition of John Hartford’s “Gentle on My Mind. [read post]
4 Aug 2017, 6:00 am
Balancing Board Experience and Expertise Posted by John Roe, Institutional Shareholder Services, Inc., on Friday, July 28, 2017 Tags: Board composition, Board performance, Boards of Directors, Director qualifications, Diversity, Institutional Investors Common-Sense Capitalism Posted by David A. [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
[More…] SEC’s Reg Flex Agenda: Where Did Those Dodd-Frank Rules Go? [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
[More…] SEC’s Reg Flex Agenda: Where Did Those Dodd-Frank Rules Go? [read post]
25 Jul 2017, 12:25 pm by Guest Blogger
This bent toward anti-expertise and hostility to technocratic and policy know-how, long a central component of movement conservatism—recall the resignation letter of Princeton’s John Diulio, a conservative public policy expert, bemoaning George W. [read post]
21 Jul 2017, 6:04 am
Pacces, Erasmus School of Law in Rotterdam, on Wednesday, July 19, 2017 Tags: Agency costs, Asset management, Capital markets, Dual-class stock, EU, Europe, Fund managers, Hedge funds, Index funds, Institutional Investors, International governance, Long-Term value, Shareholder activism, Shareholder rights, Shareholder value, Short-termism The Delightful Dozen: Top Governance Advances in 2017 Posted by… [read post]
19 Jul 2017, 4:27 pm by Kevin LaCroix
In addition, Congress blows hot and cold on securities litigation issues (compare the PSLRA to SOX and Dodd-Frank). [read post]
16 Jul 2017, 12:00 am by Smita Ghosh
” In the same publication, Manisha Sinha reviews Fred Kaplan’s dual biography of Abraham Lincoln and John Quincy Adams, which “compares Lincoln unfavorably with abolitionists on the great issues of the day. [read post]
14 Jul 2017, 6:19 am
Reid, Davis Polk & Wardwell LLP, on Friday, July 7, 2017 Tags: Banks, Brexit, Clearing houses, Derivatives, ESMA, EU, Europe, Financial institutions, Financial regulation, International governance, Oversight, Systemic risk, UK How Your Board Can Be Ready for Crisis Posted by Paula Loop, PricewaterhouseCoopers LLP, on Friday, July 7, 2017 Tags: Board monitoring, Boards of… [read post]
9 Jul 2017, 9:01 pm by News Desk
Todd Control of Foodborne Illness Award will be presented to Frank Bryan of Food Safety Consultation and Training, retired, Lithonia, GA. [read post]
9 Jul 2017, 9:40 am by Steve Lubet
Grant Ronald Reagan Barack Obama Frank Lloyd Wright Muddy Waters Carl Sandburg Ernest Hemingway Clarence Darrow Michael Jordan Honorable mentions: John Paul Stevens, Hyman Rickover, Elliot Ness, Gwendolyn Brooks, George Halas, Jesse Jackson, Robert Maynard Hutchins, George Pullman, Emma Goldman, Chuck Berry, Phil & Leonard Chess, Golda Meir, Julius Rosenwald, Dinah Washington, Benny Goodman, John L. [read post]
3 Jul 2017, 8:35 am by John Jascob
By Brad Rosen, J.D.The opponents of Title VII of the Dodd-Frank legislation, those reforms that brought sweeping changes to the derivatives and swaps industry, came out with guns a-blazing at the recent John Lothian News/FOW conference in downtown Chicago. [read post]
29 Jun 2017, 6:31 am
When Congressman Barney Frank needed to strategize, Rich would be there. [read post]
28 Jun 2017, 2:46 pm by David Bernstein
” MacLean identifies only two such libertarians, Frank Chodorov and and Robert LeFevre. [read post]
28 Jun 2017, 3:59 am by Edith Roberts
Somers, which involves the whistleblower provisions of the 2010 Dodd-Frank financial law. [read post]
27 Jun 2017, 4:22 am by Edith Roberts
At his eponymous blog, John Q. [read post]