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13 Mar 2012, 6:45 pm
For example, India has witnessed the emergence of proxy-advisory firms that take an active role in advising investors on how to vote at shareholders’ meetings. [read post]
8 Mar 2012, 10:44 pm
He suggested investing in branding and Fern recommend including work for hire language in all creative contracts. [read post]
8 Mar 2012, 10:20 am
Section 404(a) requires that annual reports filed with the SEC must be accompanied by a statement by company management that management is responsible for creating and maintaining adequate internal controls. [read post]
5 Mar 2012, 7:24 am
’” Separately, a settlement class diminishes concerns over variations in state law, because manageability is no longer an issue. [read post]
2 Mar 2012, 4:26 pm
Either of these tests must be met at the time of entering into the advisory contract. [read post]
29 Feb 2012, 9:45 am
She also has served on the Board of ICANN, the non-profit group responsible for managing significant Internet policies and protocols. [read post]
29 Feb 2012, 7:53 am
A leading global investment banking, securities and investment management firm revealed in its SEC-filed 10-K that it received a Wells Notice from the SEC staff with respect to the disclosures contained in the offering documents used in connection with a late 2006 offering of approximately $1.3 billion of subprime residential mortgage-backed securities underwritten by the firm. [read post]
24 Feb 2012, 6:31 am
Roth is a founding partner of Schulte Roth & Zabel LLP and chair of the firm's Investment Management Group. [read post]
23 Feb 2012, 4:08 am
The advisory vote simply allows investors to register if they believe the compensation committee got it right," Smith said.Americans for Financial Reform (AFR), a coalition of consumer and investor groups that includes the AFL-CIO, has urged the Senate Banking Committee to reject the emerging company legislation. [read post]
19 Feb 2012, 6:01 am
But even establishment economists are disturbed by imbalances in China's economy leading to excessive investment and inadequate consumption. [read post]
18 Feb 2012, 9:04 pm
The two groups can be labeled the ‘populist coalition,’ led by President Hu Jintao and Premier Wen Jiabao, and the ‘elitist coalition,’ which emerged in the Jiang era and is currently led by Wu Bangguo, chairman of the national legislature, and Jia Qinglin, head of a national political advisory body. . . [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
Borer III, Senior Managing Director and Head of Investment Banking, Rodman & Renshaw LLC, New York, N.Y. [read post]
15 Feb 2012, 12:12 pm
For example, the government spends about $15 million per year through multiple ministries to manage water quantity and encourage its efficient use. [read post]
14 Feb 2012, 12:39 pm
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
14 Feb 2012, 12:20 pm
TRANSPORTATION INVESTMENT ACT Last Tuesday, Rep. [read post]
9 Feb 2012, 1:23 pm
The Nuclear Energy Institute congratulates Southern Company, the Shaw Group, Westinghouse Electric and other project participants on this exciting achievement. [read post]
8 Feb 2012, 1:51 pm
In 2010, the Investment News published the ranks of the largest registered investment advisory firms. [read post]
4 Feb 2012, 9:26 am
The Coalition also asked the SEC to consider requiring proxy advisory services to register as investment advisers under the Investment Advisers Act.Proxy advisory firms are typically retained by mutual fund and hedge fund asset managers, pension plans, and other institutional investors to provide voting recommendations and otherwise assist in voting by these institutional investors, which range widely in size of assets under management.According to the… [read post]
3 Feb 2012, 8:43 am
The conditions in such a situation require that: the investment adviser to a private fund establishes the SPV to act as the private fund’s general partner or managing member; the SPV’s formation documents designate the investment adviser to manage the private fund’s assets; all of the investment advisory activities of the SPV are subject to the U.S. [read post]
3 Feb 2012, 6:06 am
Image via Wikipedia By: Michael Sullivan, head of ATC’s Zoning, Land Use & Governmental Relations Group. [read post]
