Search for: "Paul N. Roth, Schulte Roth & Zabel LLP," Results 1 - 12 of 12
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24 Feb 2012, 6:31 am by Paul N. Roth, Schulte Roth & Zabel LLP,
Roth is a founding partner of Schulte Roth & Zabel LLP and chair of the firm's Investment Management Group. [read post]
26 Mar 2021, 6:09 am
Shah, Schulte Roth & Zabel LLP, on Friday, March 19, 2021 Tags: Compliance and disclosure interpretation, Conflicts of interest, Cryptocurrency, Environmental disclosure, ESG, Financial technology, Fund managers, SEC, Securities regulation Delaware Court Enjoins Poison Pill Adopted in Response to Market Disruption Posted by Mark McDonald, James Langston, and Kyle Harris, Cleary Gottlieb Steen… [read post]
27 Jan 2023, 6:30 am
Goldstein, Schulte Roth & Zabel LLP, on Thursday, January 26, 2023 Tags: 10b5-1, Corporate governance, Exchange Act, MNPI, SEC, SEC enforcement Oversight of Proxy Voting Advisors: US and EU Regulators Converge Posted by Stephen Davis (Harvard Law School), and Konstantinos Sergakis (University of Glasgow), on Thursday, January 26, 2023 Tags: ESMA, Glass Lewis, Institutional Investors, ISS, Proxy voting, SEC [read post]
27 Jan 2023, 6:30 am
Goldstein, Schulte Roth & Zabel LLP, on Thursday, January 26, 2023 Tags: 10b5-1, Corporate governance, Exchange Act, MNPI, SEC, SEC enforcement Oversight of Proxy Voting Advisors: US and EU Regulators Converge Posted by Stephen Davis (Harvard Law School), and Konstantinos Sergakis (University of Glasgow), on Thursday, January 26, 2023 Tags: ESMA, Glass Lewis, Institutional Investors, ISS, Proxy voting, SEC [read post]
27 Mar 2020, 6:01 am
Gruenberg, Schulte Roth & Zabel LLP, on Saturday, March 21, 2020 Tags: Boards of Directors, Buyouts, Mergers & acquisitions, Private equity, Shareholder activism, Takeover defenses Corporate Governance Survey—2019 Proxy Season Results Posted by David A. [read post]
28 Oct 2022, 6:30 am
Posted by Scott Hirst (Boston University), Kobi Kastiel (Tel Aviv University), and Tamar Kricheli-Katz (Tel Aviv University), on Monday, October 24, 2022 Tags: Corporate purpose, Corporate Social Responsibility, ESG, social interests, socially responsible investing, Stakeholders State Regulation of ESG Investment Decision-making by Public Retirement Plans Posted by Joshua Lichtenstein, Michael Littenberg and Reagan Haas, Ropes & Gray LLP, on Tuesday, October 25, 2022 Tags:… [read post]
9 Jun 2023, 6:30 am
Gold, Schulte Roth & Zabel LLP, on Wednesday, June 7, 2023 Tags: Antitrust, board accountability, Board of Directors, Mergers & acquisitions, Proxy season, Universal Proxy First Look at PvP Disclosure Trends From the 2023 Proxy Season Posted by Amit Batish, Equilar, Inc., on Wednesday, June 7, 2023 Tags: Disclosure, ESG, Executive Compensation, pay versus performance, Proxy season, PVP Disclosure Do Investors Care About Impact? [read post]
9 Jun 2023, 6:30 am
Gold, Schulte Roth & Zabel LLP, on Wednesday, June 7, 2023 Tags: Antitrust, board accountability, Board of Directors, Mergers & acquisitions, Proxy season, Universal Proxy First Look at PvP Disclosure Trends From the 2023 Proxy Season Posted by Amit Batish, Equilar, Inc., on Wednesday, June 7, 2023 Tags: Disclosure, ESG, Executive Compensation, pay versus performance, Proxy season, PVP Disclosure Do Investors Care About Impact? [read post]
26 Nov 2021, 5:38 am
Maldonado, Schulte Roth & Zabel LLP, on Monday, November 22, 2021 Tags: Asset management, Disclosure, Exchange-traded funds, Form N-PX, Institutional Investors, Mutual funds, Rule 14Ad‑1, SEC, Securities regulation, Shareholder voting Stock Investors’ Returns are Exaggerated Posted by Jesse M. [read post]
11 Mar 2022, 6:01 am
Eddy, Wachtell, Lipton, Rosen & Katz, on Tuesday, March 8, 2022 Tags: Compliance & ethics, Compliance and disclosure interpretation, Corporate crime, DOJ, Misconduct, Securities enforcement, Securities regulation SEC Proposes New Rules for Private Fund Advisers Posted by David N. [read post]
14 May 2021, 6:07 am
Goldstein, Schulte Roth & Zabel LLP, on Tuesday, May 11, 2021 Tags: Beneficial owners, Corporate Transparency Act, Disclosure, Financial regulation, FinCEN, LLCs, Securities enforcement, Securities regulation, Transparency When a Company Takes a Stand, What is the Board’s Role? [read post]