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6 Dec 2011, 8:04 am
The SEC still is pursuing civil-fraud charges against the two former hedge-fund managers. [read post]
16 Nov 2012, 9:00 am
Through some crafty investigative journalism, comparing tweeted photos with others photos available online, Jack Stuef discovered and reported that this anonymous tweeter was in fact Shashank Tripathi—“a hedge fund analyst and campaign manager for a candidate for Congress. [read post]
15 Sep 2015, 10:38 am
You’ll have an attorney who represents your interests to review any contracts with these private lenders. [read post]
8 Dec 2011, 8:02 pm
Involved in investigating Wachovia were the SEC, attorneys general in more than two dozen states, and the US Justice Department. [read post]
4 Jan 2012, 12:30 pm
Obama nominated Cordray, who was formerly Ohio attorney general and had taken aggressive action when investigating the mortgage and banking industries, in July. [read post]
10 Dec 2021, 3:00 am
The New York Times reports that hedge fund billionaire Michael H. [read post]
1 May 2010, 7:59 am
The firm is also active in setting up registered investment advisors, establishing hedge funds and dealing with regulatory matters. [read post]
6 Apr 2015, 6:00 am
John Thomas Financial was run by Anastasios “Tommy” Belesis who recently agreed to be banned from the securities industry when the SEC accused him of defrauding investors in two hedge funds. [read post]
26 May 2015, 9:59 am
The attorneys at Gana LLP are experienced in representing investors in cases of unsuitable investments. [read post]
28 Jun 2021, 9:52 am
But with all the talk of inflation, managers have looked to the more established cryptos like Bitcoin for higher yields as a hedge against inflation. [read post]
2 Jul 2018, 2:43 pm
Many of the other firms Haynes worked for have been expelled by FINRA including John Thomas Financial which was run by Anastasios “Tommy” Belesis who agreed to be banned from the securities industry when the SEC accused him of defrauding investors in two hedge funds. [read post]
15 Jul 2010, 9:26 pm
Although there is no fee to attend the workshops, advanced registration is recommended. **** Other related forex law articles: Forex Hedge Fund Articles Passing the Series 34 Exam Series 34 Exam Prep Mallon P.C. provides legal support, registration and compliance services to all types of forex managers. [read post]
14 Jan 2009, 12:30 pm
Many of private note brokers' clients are small pension fund investors, Realtors, and even hedge funds.Mr. [read post]
23 Dec 2011, 10:29 am
Pozen, Acting Assistant Attorney General in charge of the Antitrust Division. [read post]
6 Nov 2024, 6:09 am
Riley who is the subject of a criminal investigation into his involvement with the now-defunct Prophecy Asset Management hedge fund. [read post]
21 May 2014, 6:36 am
Many investment options fall into this category including real estate, commodities, hedge funds, private debt and private equity. [read post]
29 May 2007, 12:19 pm
What he says: Apart from pitching hedge and pension funds against small investors, it [’uninsurable class actions from shareholders’] undermines the legitimacy of companies trying to maximise shareholder value. [read post]
19 Jun 2007, 9:15 am
Brighton, WILL THE SUNLIGHT OF DISCLOSURE CHILL HEDGE FUNDS? [read post]
19 Feb 2025, 6:54 am
.'” “Separately, Merrill Lynch engaged in some house cleaning of its own, fining two senior executives responsible for supervising a trio of brokers fired for allowing hedge funds to engage in late trading. [read post]
19 May 2022, 6:03 am
The Tax Foundation respectfully submits comment on the state tax and revenue implications of the proposed tobacco product standard for menthol in cigarettes. [read post]
