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8 May 2020, 7:33 am
This includes taking steps to ensure that representatives follow all securities rules and regulations as well as internal policies and procedures. [read post]
19 Feb 2016, 5:34 am
The agreement discussed, which was presented to certain Morgan Stanley brokers, contained a provision that was effectively a waiver of the Protocol. [read post]
15 Apr 2011, 3:09 am
You can do just as well at a public course. [read post]
3 Jun 2016, 10:45 am
Marcus succeeds Stanley N. [read post]
3 Nov 2018, 11:53 am
Stanley, 16 N.Y.S.3d 898 (N.Y. [read post]
4 Mar 2013, 1:50 pm
Last year, Morgan Stanley was able to recover its legal fees and costs incurred in conducting an internal investigation and cooperating with the SEC’s investigation of Joseph Skowron III, a Morgan Stanley managing director convicted of securities fraud and obstruction of justice. [read post]
28 Sep 2022, 12:37 pm
LLC; Morgan Stanley & Co. [read post]
2 Jul 2008, 6:18 pm
PAUL, STANLEY MCMILLER, SEAN PALMER; from Wichita County; 2nd district (02-06-00348-CV, ___ SW3d ___, 01-31-08)08-0343 STANLEY V. [read post]
20 Jun 2018, 3:59 am
The college graduation rate of 94% for Legal Outreach alumni not only triumphs over the 18% college graduation rate of high poverty high schools nationally, but also is the equivalent of many well know college access and support programs including the Gates Millennium Scholarship Program. [read post]
26 Mar 2020, 3:00 am
The guidance also addresses insider trading concerns, as well as considerations for earnings releases. [read post]
25 Sep 2012, 7:01 am
Walker wasn't charged with any crime and Morgan Stanley stated that there was no evidence linking him to any criminal activity. [read post]
17 Feb 2021, 1:40 pm
For some commentary on this Xeljanz safety trial, which started in March 2104 and was completed in July 2020, we go to this February 16, 2021, Healio Rheumatology article, "'We need to see the data': FDA's Xeljanz safety warning stirs concerns for JAK inhibitors": [D]espite this trial wrapping in July 2020, its full results, beyond the co-primary endpoints — including secondary endpoints such as pulmonary embolism and mortality as well as efficacy data… [read post]
24 Jun 2022, 6:30 am
So the symposium featured artistic performances as well as detached analyses of the idea of performance more generally and what the basis of our evaluations might be. [read post]
27 Jun 2023, 12:00 am
This is Stanley Woodward, Nauta’s Washington, D.C. [read post]
2 Oct 2014, 2:13 pm
As observed by Stanley Wolpert in his well-known panorama of the history of India, A New History of India, “…Dutch as well as English sea captains hoisted sail to join the race around the Cape of Good Hope. [read post]
30 Dec 2016, 2:58 pm
Ready to celebrate New Year's EveSunday SurprisesInternKat Tian Lu recaps forthcoming events, Geneva Internet Dispute Resolution Policies 1.0 project and the UK IPO call for IP valuation experts.A TITANIC trade mark disputeGuest Kat Rosie Burbidge analyzes the case Property Renaissance Ltd (t/a Titanic Spa) v Stanley Dock Hotel Ltd (t/a Titanic Hotel Liverpool) & Ors, [2016] EWHC 3103 (Ch). [read post]
23 Oct 2015, 6:30 am
We represent investors, brokers and firms nationwide, and our attorneys have been doing so for decades.Related articlesTime to Ban Mandatory Deferred Compensation - Morgan Stanley Admits It Uses Employee Funds For Its Own Benefit (seclaw.blogspot.com)FINRA Releases 2015 Regulatory and Exam Priorities Letter (seclaw.blogspot.com) [read post]
18 Mar 2014, 1:12 pm
Additionally, the firm has a research department, which supports the lectures and conferences of partners and associates as well as their legal research projects. [read post]
18 Jan 2010, 2:56 pm
Shortly thereafter, former Morgan Stanley International chairman Sir David Walker, acting under direction from the Prime Minister, issued his final report on corporate governance in UK banks. [read post]
28 Dec 2010, 10:41 am
Ponzi schemes were big news, as well, in March. [read post]
