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8 Oct 2013, 6:35 am by Barbara S. Mishkin
MishkinThe CFPB has finalized its policy for exempting individual companies, on a case-by-case basis, from applicable federal disclosure requirements to allow those companies to test trial disclosures. [read post]
2 Dec 2016, 7:24 am by Daniel L. Delnero
Applicable to cases sounding in fraud, Rule 9(b) requires a plaintiff to “state with particularity the circumstances constituting fraud. [read post]
12 Aug 2010, 4:51 am by David Lynn
We have posted lots of memos on these new whistleblower provisions in our "Dodd-Frank Act" Practice Area. [read post]
19 Nov 2022, 6:30 am
Background In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) added Section 10D to the Exchange Act, requiring the SEC to direct the national securities exchanges to establish listing standards that require issuers to develop and implement a clawback policy. [read post]
4 May 2012, 11:46 am by WSLL
DAN ARTERYDocket Number: S-11-0173URL: http://wyomcases.courts.state.wy.us/applications/oscn/DeliverDocument.asp? [read post]
17 Apr 2011, 10:23 am by William Carleton
I'm puzzled by Nikos Salingaros' scathing assessment of Frank Gehry buildings on academic campuses, excerpted in the Wikipedia article: "An architecture that reverses structural algorithms so as to create disorder—the same algorithms that in an infinitely more detailed application generate living form—ceases to be architecture. [read post]
22 Mar 2018, 1:08 pm by Barbara S. Mishkin
”  Such regulations were issued by other agencies pursuant to the rulemaking authority transferred to the CFPB by Dodd-Frank. [read post]
19 Nov 2022, 6:30 am
Background In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) added Section 10D to the Exchange Act, requiring the SEC to direct the national securities exchanges to establish listing standards that require issuers to develop and implement a clawback policy. [read post]
4 Mar 2011, 7:00 am by Kara OBrien
  Keller thinks Chandler got it right and explains why. 4) Securities Law Prof Blog: 42 Law Profs Support Extending Dodd-Frank’s Extraterritorial Test to Private Claims - In response to an SEC request, 42 law professors put together a comment letter regarding the Dodd-Frank mandated SEC study on extraterritorial private rights of action. [read post]
21 Dec 2021, 12:45 pm by Christopher J. Willis
One researcher described the situation as one where loan officers take applicant information, but algorithms make the decisions. [read post]
11 May 2010, 9:26 am by Lawrence B. Ebert
When Frank offered Okosun the tenure-track job in justice studies in 2003, the provost referred to him as "Dr. [read post]
12 Jun 2017, 1:53 pm by Barbara S. Mishkin
”  It concluded that the Notification of Purpose in the ACICS CID failed to adequately state the unlawful conduct under investigation or the applicable law. [read post]
1 Jul 2011, 2:00 am by Kara OBrien
National Australia Bank regarding the extraterritorial application of the securities laws. [read post]
19 Apr 2008, 11:50 am
With that, the government is more than half way to application of the good faith exception, notwithstanding the speculation in the warrant application. [read post]