Search for: "The Regulatory Review"
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8 Aug 2016, 6:28 am
The advertising industry’s self-regulatory arm, the National Advertising Division (“NAD”), recently reviewed certain advertising messages made by Vapore, LLC. [read post]
27 May 2010, 5:00 am
Hovey, “A Review of Corporate Governance in China. [read post]
15 Apr 2020, 3:50 pm
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
5 Jan 2021, 12:18 pm
Review – Broker Fraud, Customer Complaints and Regulatory Actions appeared first on The White Law Group. [read post]
5 Feb 2016, 7:46 am
FINRA’s review will draw on suitability and overconcentration issues. [read post]
22 May 2018, 6:06 pm
On 17 May 2018, the UK Government released the Independent Review of Building Regulations and Fire Safety: Final Report. [read post]
4 Feb 2013, 6:52 am
This Year in Review gives a summary of the team’s activity in 2012. [read post]
27 Nov 2018, 5:36 am
(Ameriprise Financial) has been subject to at least seven customer complaints, one employment termination for cause, and one regulatory action. [read post]
18 Aug 2022, 10:01 am
Rather, the regulatory agenda only captures certain rules. [read post]
21 May 2013, 6:28 am
To facilitate the periodic review of existing significant regulations, EO No. 13579 said that independent regulatory agencies should consider how best to promote retrospective analysis of rules that may be outmoded, ineffective, insufficient, or excessively burdensome, and to modify, streamline, expand, or repeal them in accordance with what has been learned.There is a debate over whether EO No. 13579 directed independent regulatory agencies to conduct a cost-benefit… [read post]
21 Sep 2022, 2:04 am
In our first monthly wrap up for regulatory developments in France we cover the latest papers from the Autorité Des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) for the period 1 August to 19 September 2022. [read post]
7 Apr 2020, 3:20 pm
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
2 Feb 2021, 2:38 pm
The post Triad Advisors, LLC Review – Broker Fraud, Lawsuits and Regulatory Actions appeared first on The White Law Group. [read post]
12 Oct 2022, 2:56 am
Regulatory Constitutional Law: Protecting Immigrant Free Speech without Relying on the First Amendment by Michael Kagan, Georgia Law Review, Forthcoming Abstract The Supreme Court has long deprived immigrants of the full protection of substantive constitutional rights, including the right to... [read post]
28 Jul 2010, 4:48 am
The Republican leadership has gotten behind a proposal for congressional review of proposed regulations. [read post]
10 Apr 2023, 11:49 am
Although our offices are in Seattle, Washington and Chicago, Illinois, the firm reviews securities fraud cases throughout the country. [read post]
13 Oct 2022, 10:53 am
The FSB will consider in 2024 whether and when to conduct a peer review of supervisory and regulatory practices against its recommendations across jurisdictions, as well as further consideration of the state of development of macroprudential tools. [read post]
14 Aug 2013, 12:53 pm
Howard Shelanski, the new Administrator of the Office of Information and Regulatory Affairs, said that his Office will launch a regulatory retrospective review, or look back, initiative to identify outdated and unnecessary federal regulations. [read post]
18 Dec 2013, 7:31 am
We represent firms and advisers of all sizes, across the country, in compliance, regulatory and litigation matters. [read post]
21 Jun 2012, 9:00 pm
House and Senate negotiators announced an agreement on a measure that would reauthorize medical-device user-fee programs at a higher rate and would add new user fees for the Food and Drug Administration’s (FDA) review of generic drugs. [read post]
