Search for: "The Regulatory Review Staff"
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31 Jul 2022, 8:28 am
August Regulatory Dates for Broadcasters is now available. [read post]
16 Aug 2017, 3:03 am
Bring your sleeping bags, NYSE staff: the NYSE indicated that “it intends to have its staff available at all times to review dividend or stock distribution notices immediately upon receipt, regardless of the time or date the notices are received….The Exchange staff will contact a listed company immediately if there is a problem with its notification. [read post]
26 Jul 2022, 9:01 pm
Thank you, Paulita and Rajib, for your gracious invitation and kind welcome to this year’s program on current issues and trends in Investment Management.[1] As I suspect many of you know – and as the spring regulatory agenda demonstrates[2] – there is a significant list of current issues and trends in Investment Management under consideration at the Securities and Exchange Commission right now. [read post]
14 Jan 2019, 11:59 am
Following a staff report concluding the project fell within CEQA’s Class 32 infill exemption (Guidelines, § 15332) and met design review criteria, the Planning Commission voted 2-1 on that basis, after a public hearing and over neighbor opposition, to approve the necessary demolition and design review permits. [read post]
6 Dec 2023, 2:35 am
Jurisdiction Summary of regulatory regime relating to D&I in financial services Norton Rose Fulbright regulatory contact Asia China China does not have an overarching legislation or regulatory framework governing D&I. [read post]
24 Sep 2008, 7:04 pm
ASIC plans to review the size of the cap every three years. [read post]
11 Oct 2020, 8:28 pm
An error of law, including evaluating the scope of a decision-maker’s authority, is reviewed on a standard of correctness, and an error of fact or mixed question of fact and law is reviewed on a standard of palpable and overriding error. [read post]
9 Mar 2017, 7:00 am
” This would presumably require a more extensive review of the regulatory cost of compliance favoring deregulation. [read post]
9 Mar 2017, 7:00 am
” This would presumably require a more extensive review of the regulatory cost of compliance favoring deregulation. [read post]
16 Mar 2014, 6:07 pm
Covered Entities & Business Associates Should Review & Tighten Practices in Response To Resolution Agreement & Other New Guidance Other covered entities and their business associates should carefully evaluate and tighten their existing practices in response to the Resolution Agreement and other recent guidance. [read post]
20 Jan 2016, 8:52 am
Petition for review granted. [read post]
1 Apr 2013, 12:51 am
Since 2011, ESMA, by and through the EECS, has been actively publicizing areas the EECS will focus on when reviewing the financial statements of European-listed entities. [read post]
12 Nov 2023, 6:53 am
According to the decision, the station in fact uploaded the lists only after FCC staff alerted it that the lists were missing from its public file. [read post]
22 Jan 2025, 5:00 am
SpeedRoute’s compliance staff only reviewed a sampling of alerts. [read post]
24 May 2022, 5:00 am
The SEC noted that BNYMIA promptly undertook remedial acts and cooperated with Commission staff in its investigation. [read post]
20 Dec 2010, 1:47 pm
Performance Standards: Requires FDA to review evidence on food-borne contaminants and issue guidance documents or regulations as warranted every two years. [read post]
15 Dec 2020, 6:52 am
Walsh of the firm’s Government & Regulatory Affairs Department. [read post]
15 Dec 2020, 6:52 am
Walsh of the firm’s Government & Regulatory Affairs Department. [read post]
15 Dec 2020, 6:52 am
Walsh of the firm’s Government & Regulatory Affairs Department. [read post]
17 Oct 2019, 9:44 am
The Joint Authorities Technical Review Panel, made up of experts from the FAA, the National Aeronautics and Space Administration (“NASA”) and nine other regulatory agencies from around the world, in its report of October 12, 2019 (“Joint Authorities Report”), reached a dramatically different conclusion. [read post]
