Search for: "US Asset Management Inc."
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8 Nov 2016, 12:42 pm
As part of the asset management function, the administrator may have to liquidate or run a business or manage a securities portfolio. [read post]
8 Nov 2016, 12:40 pm
As part of the asset management function, the executor may have to liquidate or run a business or manage a securities portfolio. [read post]
7 Nov 2016, 9:31 am
Boenning & Scattergood, Inc. of West Conshohocken, Pennsylvania submitted an AWC in which the firm was censured and fined $100,000. [read post]
7 Nov 2016, 8:12 am
Event Announcements (More details on the Events Calendar) Monday, November 7th at 3pm: The Brookings Institution will host an event on Stopping North Korea, Inc.: Sanctions Effectiveness and Unintended Consequences. [read post]
4 Nov 2016, 1:01 am
Gonzalez, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, October 31, 2016 Tags: Banks, CFPB, Consumer protection, Dodd-Frank Act, Financial institutions, Financial regulation, Securities enforcement, Securities litigation, Securities regulation, U.S. federal courts CEO and Executive Compensation Practices: 2016 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Monday, October 31, 2016 Tags: Compensation disclosure, Compensation ratios, Equity-based… [read post]
3 Nov 2016, 2:32 pm
The petitioner sold the oil and gas assets at issue in the litigation for business reasons unrelated to the pendency of the litigation, and argued that the case was not moot. [read post]
3 Nov 2016, 1:24 pm
(See 1-3 California Environmental Law & Land Use Practice § 3.48.)However, in premises cases, you are generally dealing with large companies with plenty of assets. [read post]
3 Nov 2016, 7:39 am
Northway and Basic Inc. v. [read post]
25 Oct 2016, 5:46 pm
As part of the asset management function, the executor may have to liquidate or run a business or manage a securities portfolio. [read post]
24 Oct 2016, 1:04 pm
In Bayou Fleet, Inc. v. [read post]
24 Oct 2016, 1:04 pm
In Bayou Fleet, Inc. v. [read post]
24 Oct 2016, 1:04 pm
In Bayou Fleet, Inc. v. [read post]
17 Oct 2016, 3:20 am
When used properly — whether to gather evidence for subsequent litigation claims or to assist in settlement negotiations — the books-and-records proceeding can be a powerful and expeditious tool for achieving management accountability. [read post]
10 Oct 2016, 3:34 am
The case involves a family-owned corporation whose sole asset was a modest three-story, mixed use building in Manhattan. [read post]
7 Oct 2016, 7:30 am
While district officials effectively identified nonresident students who were placed at the district, the treasurer ,a href="used incorrect attendance dates when calculating bills for three students. [read post]
6 Oct 2016, 9:30 pm
In disclosures, Credit Suisse claimed it individually assessed each client’s assets in determining net new assets, but the SEC said an investigation it conducted found that Credit Suisse sometimes used “an undisclosed results-driven approach” to determine net new assets. [read post]
25 Sep 2016, 4:44 pm
Southern Marine & Aviation Underwriters, Inc., a 1989 Fifth Circuit case (here). [read post]
21 Sep 2016, 7:42 am
See e.g., In re Bennett Group Financial Servs., LLC (cease-and-desist order against a financial adviser that “grossly overstated” the amount of assets under management in advertising to lure prospective clients). [read post]
7 Sep 2016, 5:00 am
Lucia Companies, Inc. [read post]
7 Sep 2016, 5:00 am
Lucia Companies, Inc. [read post]
