Search for: "In Re Securities and Exchange Commission"
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22 Nov 2017, 4:04 pm
However, the Securities and Exchange Commission’s website offers a glimpse into standard contract language, through posted agreements between companies and executives. [read post]
20 Nov 2017, 5:00 am
Representative Sean Duffy (R-Wis) re-introduced legislation that would regulate proxy advisory firms. [read post]
16 Nov 2017, 9:30 pm
Securities and Exchange Commission, discussed what deregulation looks like under the Trump Administration. [read post]
14 Nov 2017, 2:27 am
Over the last four months the Law Commission of England and Wales has been consulting on the topic of Making a Will, focusing on testamentary capacity and formalities. [read post]
14 Nov 2017, 2:27 am
Over the last four months the Law Commission of England and Wales has been consulting on the topic of Making a Will, focusing on testamentary capacity and formalities. [read post]
13 Nov 2017, 8:05 am
Vance Spath called the commission to order Nov. 3 at 9:00 am. [read post]
13 Nov 2017, 8:05 am
Vance Spath called the commission to order Nov. 3 at 9:00 am. [read post]
10 Nov 2017, 1:27 pm
A May 1983 National Law Journal story said O’Hanley plagiarized parts of an article on the legal protection known as double jeopardy written by an attorney who had attended Vanderbilt as an undergraduate.(...)In a 2006 speech at Vanderbilt, one of O’Hanley’s classmates, Paul Atkins — a commissioner with the Securities and Exchange Commission at the time — cited the matter without naming O’Hanley. [read post]
8 Nov 2017, 8:34 am
These protections were eventually expanded in 2010, resulting in the Dodd-Frank Wall Street Reform and Consumer Protection Act, through which the Securities Exchange Commission (SEC) provides whistleblower rewards of 10- 30% for original information of violations that lead to monetary sanctions of over $ 1million. [read post]
8 Nov 2017, 7:40 am
Bullock, 870 S.W.3d 2, 3 (Tex. 1994); In re E.A.G. [read post]
8 Nov 2017, 7:40 am
Bullock, 870 S.W.3d 2, 3 (Tex. 1994); In re E.A.G. [read post]
30 Oct 2017, 8:00 am
” The move opens the door for Congress to consider re-imposing nuclear-related sanctions. [read post]
30 Oct 2017, 3:00 am
Here’s an excerpt: The Securities and Exchange Commission on Thursday signaled a pivot away from the prosecutorial approach to enforcement that the agency pursued after the financial crisis. [read post]
25 Oct 2017, 3:54 am
“The Commission will continue exchanges and dialogues with online platforms and other relevant stakeholders. [read post]
25 Oct 2017, 3:54 am
“The Commission will continue exchanges and dialogues with online platforms and other relevant stakeholders. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
20 Oct 2017, 6:00 am
[More…] Senate Panel Sets Hearing Next Week on Pair of SEC Nominees The Senate Banking Committee is set to hold a confirmation hearing next week for the Trump administration’s two nominees to fill vacancies at the Securities and Exchange Commission, according to person familiar with the matter. [read post]
12 Oct 2017, 4:22 pm
This can make it an appealing and affordable alternative to government-run exchanges for many people without coverage available to them through their workplaces. [read post]
10 Oct 2017, 1:34 pm
The Securities and Exchange Commission today announced that Walter E. [read post]
