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11 Feb 2011, 6:45 am by velvel
The now-poor are being required to give up what SIPC’s answers continuously call their “fake profits,” so it supposedly is alright to take money from them to give to hedge funds and banks.10. [read post]
22 Dec 2022, 6:11 am by Dan Bressler
‘It makes no sense to have money laundering rules for banks, to have disclosure for shell corporations, but to let somebody run into a lawyer’s office or a hedge fund and dodge all of that protection,’ said Whitehouse, calling out ‘opposition from big American lobbying groups.'” “The American Bar Association has opposed the bill, which would require some lawyers to identify and verify clients and to submit reports of suspicious financial… [read post]
12 Nov 2021, 6:07 am
Securities and Exchange Commission, on Thursday, November 11, 2021 Tags: Hedge funds, Institutional Investors, Mutual funds, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation, Transparency [read post]
3 Sep 2012, 8:54 am by Vanessa Schoenthaler
Offers and Sales that Involve General Solicitation and General Advertising Under Rule 506 Under the proposed rules and amendments a new subsection (c) would be added to Rule 506 which would permit general solicitation and general advertising in offers and sales of securities provided that: the issuer of the securities–whether a company or a private investment fund, such as a hedge fund, venture capital fund or private equity fund–takes… [read post]
2 May 2018, 11:17 am by JMBM's Cybersecurity and Privacy Group
CoinDesk reached out regarding the subpoenas to the 14 best-known issuers that have raised $50 million or more through their token sales, and received no reply or “no comment,” other than from Arrington’s crypto hedge fund, Arrington XRP Capital. [read post]
  The Volcker Rule prohibits insured depository institutions, their holding companies, and any of their subsidiaries from engaging in proprietary trading and or investing in or sponsoring hedge funds or private equity funds. [read post]
12 Oct 2008, 1:44 pm
Do I agree with Adrian and hundreds of other attorneys and CPAs? [read post]
3 Sep 2012, 8:54 am by Vanessa Schoenthaler
Offers and Sales that Involve General Solicitation and General Advertising Under Rule 506 Under the proposed rules and amendments a new subsection (c) would be added to Rule 506 which would permit general solicitation and general advertising in offers and sales of securities provided that: the issuer of the securities–whether a company or a private investment fund, such as a hedge fund, venture capital fund or private equity fund–takes… [read post]
20 Sep 2015, 4:08 pm
******************PREVIOUSLY, ON NEVER TOO LATE Never Too Late 63 [week ending on Sunday 13 September] - Fair compensation in reprography and private copying: the ECS’ version | Substitute sellers | Teva UK Ltd & Another v Leo Pharma | Evidence-based IP policy | KitKat case | UK IPO’s priorities | UK IPO’s website vs complete copyright legislation | Patent Attorney Qualifications | Mylan and Actavis v Warner-Lambert |… [read post]
24 May 2019, 10:56 am by Florian Mueller
Apple and Intel were represented by four patent attorneys from Samson & Partner (including the name partner himself, Dr. [read post]
25 Sep 2014, 6:24 pm
To hedge their exposure, the developers began withholding payments from CDC for work being performed on the eight homes under construction. [read post]
15 Feb 2024, 7:05 pm by Yosi Yahoudai
In an effort to mitigate the impact, Wolfe negotiated with the applicant to fund the installation of a hedge in an alley abutting the site. [read post]
10 Sep 2019, 6:37 pm
  She photoshopped bank records in an attempt to convince a hedge fund to lend her millions of dollars. [read post]
23 Apr 2009, 12:51 pm
  Other related hedge fund law articles include: How to register as a CPO or CTA CPO Exemptions CTA Exemptions Hedge Fund Licenses Forex Hedge Fund Articles **** Below are some various primary sources on branch offices. [read post]
2 Oct 2024, 2:47 pm by CFM Admin
CFM recently celebrated its 15th anniversary with firm attorneys, staff, clients, and friends gathered to mark this important milestone and reflect on the firm’s success and growth over the years.CFM People. [read post]
These other individuals included Applied’s patent attorney, outside general counsel, and accountant along with a long-time associate of Farley who was an expert in company valuation and was well-connected in the private equity and hedge fund arena. [read post]