Search for: "Orderly"
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3 Nov 2021, 6:13 am
The SEC has a three-part mission: protecting investors, facilitating capital formation, and maintaining that which is in the middle: fair, orderly, and efficient markets. [read post]
2 Oct 2011, 6:15 am
When I arrived at the SEC two years ago, the agency was reeling from a variety of economic events and mission failures that had severely harmed the ability of the agency to achieve its mission of protecting investors, maintaining fair and orderly markets, and facilitating capital formation. [read post]
17 May 2012, 11:31 am
Plus, the home is usually left in better shape and the process is more orderly. [read post]
21 Oct 2021, 7:44 pm
These measures will support the Administration’s urgent, whole-of-government effort on climate change and help the financial system support an orderly, economy-wide transition toward the goal of net-zero emissions. [read post]
5 Oct 2020, 8:50 pm
The content of the policies for the orderly transfer of data which a securitisation repository has to establish for the transfer of securitisation information to other securitisation repositories where requested by a reporting entity or where otherwise necessary. [read post]
17 Nov 2020, 8:50 pm
One of the responsibilities of the EBA is to ensure the orderly functioning and integrity of financial markets and the stability of the financial system in the EU. [read post]
8 Jun 2012, 7:07 pm
With all due respect to the financial planners, insurance agents and shepherds, we can assume that the orderly distribution of assets at death should be considered a “need” because of the importance placed on it in legislation nationwide. [read post]
2 Jul 2008, 10:19 pm
Ply-Marts has commenced an orderly wind-down and liquidation of its lumber products business . [read post]
11 Aug 2019, 6:08 am
The SEC’s statutory mission is to maintain fair, orderly, and efficient markets, facilitate capital formation, and to protect investors. [read post]
23 Feb 2008, 2:03 pm
Democratic officials say the convention will remain in recess for up to 30 days to give the organization time to make the process more fair and orderly. [read post]
26 Nov 2023, 6:30 am
We believe the end result is a final rule that balances the considerations of all market participants and achieves a principal purpose of the SEC, which is to maintain fair, orderly and efficient markets and facilitate capital formation. [read post]
6 Jun 2015, 10:40 pm
The two remaining conditions address location size and use of the structure so as to ensure harmony with the orderly development in the district and a finding that such use will not impair property values. [read post]
14 Oct 2008, 6:00 am
Let other drivers merge into traffic in an orderly fashion [read post]
15 Nov 2006, 1:29 pm
"This type of arrogant activity cannot be tolerated in an orderly society," Judge Crockett Farnell of Pinellas-Pasco Circuit Court wrote in an Oct. 11 ruling.It is shocking to see the government failing so dramatically at such a basic function. [read post]
28 Jun 2022, 2:30 am
When publishing the agenda, SEC Chair Gary Gensler emphasized that the SEC’s determined approach is being driven by the desire to “modernize our rules for today’s economy and technologies,” in order to protect investors and maintain orderly capital markets. [read post]
3 Sep 2007, 2:46 pm
How do you keep your tasks orderly? [read post]
9 Dec 2016, 5:41 am
Much headway has been made in the U.S. in developing a Single Point of Entry resolution regime with a layer of total loss-absorbing capacity (TLAC) that would facilitate recapitalization and enable an orderly resolution. [read post]
2 Jun 2010, 11:17 am
In addition to preserving the estate, the stay gives the debtor sanctuary from creditor pressure so that an orderly case can be arranged. [read post]
27 Jan 2010, 3:44 pm
Others involved attacks by employees or visitors -- the sole case to be prosecuted involved an orderly. [read post]
25 Feb 2021, 8:50 pm
These criteria and factors are based on the long term retirement nature of the product, and provide further detail on what constitutes a threat to the orderly functioning and integrity of financial markets or to the stability of the whole or part of the financial system of the EU referred to in Article 65. [read post]
