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22 Apr 2011, 6:33 pm
Section 404(b) requires the outside auditor to attest to the management's 404(a) statement on the effectiveness of the company's internal controls. [read post]
11 Mar 2010, 5:37 pm
Jarvis, “John B. [read post]
10 Jun 2023, 9:07 am
The post Finra slaps B-D with $180,000 fine over former advisor’s sale of Ponzi appeared first on Stoltmann Law. [read post]
4 Apr 2020, 6:42 am
Rather, the controversy arises out of the potential exemption of these companies from the obligation to obtain a SOX 404(b) auditor attestation on ICFR, a requirement that is viewed as critical investor protection by its advocates, but is anathema to many supporters of deregulation. [read post]
20 Jun 2008, 3:11 am
Unfortunately, many less-than-honest small businesses prey on H1-B visa workers, doing to them what Company X did to Roger and worse. [read post]
5 Mar 2018, 2:41 pm
Type B amnesty is frequently what DOJ offers to reporting companies if DOJ had any information of any kind about the reported activity. [read post]
9 Mar 2012, 3:54 pm
Because the B Corp certification is a license, a company can easily terminate the license without necessarily making other corporate changes. [read post]
2 Sep 2011, 1:06 am
Hospitality companies are strongly advised to take advantage of the Sunrise B process to avoid potentially embarrassing associations with the type of adult content intended for .XXX. [read post]
13 Jun 2014, 4:00 pm
Founders, executives, and employees of rapidly expanding companies should consider making a timely § 83(b) election if they received restricted stock in connection with the performance of services. [read post]
9 Oct 2021, 10:42 am
US company B filed a new I-129 for new employment with their firm to begin in 2018. [read post]
10 Nov 2017, 1:25 pm
The court certified the class under Rule 23(b)(1)(B), which authorizes class actions when prosecuting separate actions would create a […] [read post]
17 Dec 2009, 1:13 am
b. [read post]
8 Jul 2014, 3:30 am
Here’s an example argument: Company X does A/B testing all the time; this is just another type of A/B testing; therefore this is ethical. [read post]
7 Apr 2022, 2:04 pm
The company has raised $100 million in Series C financing, less than a year after raising a $40 million Series B round, bringing its total raise to $161.5 million at a current valuation of $800 million. [read post]
13 Jan 2011, 1:59 pm
KONS TO ITS CHICAGO OFFICE Joshua B. [read post]
1 Jan 2011, 1:26 pm
Section 989G of Dodd-Frank exempts companies with a public float of less than $75 million from 404(b) and requires the SEC to conduct a study and report to Congress on how the Commission can reduce the burden of complying with the auditor attestation requirement of 404(b) for companies whose public float is between $75 million and $250 million, while maintaining investor protections for such companies. [read post]
24 Oct 2012, 6:35 am
The statute is often used by applicants who spouses’ work for the U.S. government, qualifying international organizations and private companies, and as missionaries. [read post]
28 Nov 2009, 2:02 am
(b) A dispute between a Company and any of its members. [read post]
10 May 2013, 11:05 am
” Korman went even further, accusing the administration of making a “sweetheart arrangement” with the company that makes Plan B pills, negotiated one day before the government filed a formal notice that it would appeal, lowering the age of no-prescription action to the contraceptive from seventeen to fifteen. [read post]
2 Aug 2022, 7:14 am
Green controls the company through his combined ownership of class A (one vote per share) and class B (10 votes per share) stock. [read post]