Search for: "D & D Management and Investement, LLC"
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19 May 2020, 6:49 am
According to documents field with the SEC for TCA funds, called a Form D, TCA Fund Management Group used numerous FINRA-Registered broker/dealers to sell investments in the TCA Global Credit Fund for many years including: Continue Reading [read post]
1 Apr 2022, 12:16 pm
(Chart 2) The Q1 2022 investment pulse rate (7) appears to be the lowest Q1 investment pulse rate since 2017. [read post]
23 Mar 2021, 12:51 pm
Daxton White, managing partner of The White Law Group. [read post]
1 Mar 2011, 1:50 pm
It is believed that some of the following entities were controlled by Triton and involved in this fraud: Triton Services, LLC d/b/a Triton Realty Triton Capital Services, LLC d/b/a Triton Land Development Tvest Group, LLC Capvest, LLC Triton Sports Management, Inc. [read post]
10 Dec 2018, 3:08 am
” Second, even if section 8.1 (d) did not require immediate dissolution, the defendants “did not merely have the [LLC] purchase another building. [read post]
5 Dec 2018, 4:28 pm
Goggin was an investor and manager of the two investment entities, Goodwin was just an investor in the two investment entities. [read post]
21 Apr 2017, 10:20 am
The White Law Group is investigating the liability that brokerage firms may have for improperly selling private placements like the following Vertical Fund offerings: Vertical Recovery Management LLC Vertical Mortgage Fund I LLC Vertical US Recovery Fund LLC Vertical US Recovery Fund II LLC Fortunately, FINRA does provide for an arbitration forum for investors to resolve such disputes and if a broker or brokerage firm makes an unsuitable… [read post]
12 Apr 2020, 6:39 pm
Carl D. [read post]
21 Mar 2015, 6:26 am
HCM is the general partner and investment manager of Credes and HCMF. [read post]
30 Jan 2020, 11:44 am
Prins H LLC, an investment vehicle controlled by Reynen Court founder and CEO Andrew D. [read post]
24 May 2023, 2:59 pm
A client in the music industry called recently, saying he’d been asked to make an investment for a 10% passive stake in a new restaurant. [read post]
10 Jan 2018, 4:17 pm
Patriarch Partners LLC v Arch Insurance Co. [read post]
17 Dec 2017, 9:07 am
FINRA found that Guttman participated in the sales of these membership interests by soliciting the membership interests to investors; communicating with investors about their investments; drafting, distributing, and collecting the investment agreements; collecting and depositing investors’ checks into the companies’ bank accounts; and managing the companies as one of only two managing members. [read post]
14 Mar 2022, 1:59 pm
Proceed With Caution Before going without commercial D&O insurance, risk managers and board members must understand these gaps and shortcomings in a potential captive program. [read post]
20 May 2010, 5:30 am
Black Diamond Hospitality Investments, LLC, Slip Copy, 2009 WL 3209298 (D. [read post]
17 Jun 2019, 3:16 am
On August 28, Richard signed the organizational documents and operating agreement for a manager-managed LLC named Felt Farms LLC. [read post]
23 Mar 2016, 9:29 am
The Vertical Funds include Vertical Recovery Management, LLC, Vertical Mortgage Fund I, LLC, Vertical US Recovery Fund, LLC, and Vertical US Recovery Fund II, LLC. [read post]
3 Sep 2013, 4:16 am
Hicks and Locust Offshore Management, LLC (D. [read post]
26 Mar 2019, 12:50 pm
Yes, I'd like a free consultation. [read post]
13 Dec 2020, 3:25 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC… [read post]
