Search for: "D.C. OFFICE OF RISK MANAGEMENT"
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16 Mar 2016, 6:56 am
Join us on April 28 for the BLR webinar Overtime Exemption at Risk: Practical Strategies for Managing Exempt Employees in Compliance with the New FLSA will show you the trouble spots to watch for—and the proactive strategies for minimizing your legal risks. [read post]
15 Mar 2018, 6:22 am
SEC personnel who participate in the panels typically include officers from the Office of Compliance Inspections and Examinations, the Division of Investment Management, and the Division of Enforcement’s Asset Management Unit, as well as officers from other SEC divisions or offices. [read post]
1 Oct 2020, 7:40 am
Trust and risk are also context driven. [read post]
19 Mar 2010, 11:15 am
Washington, D.C. [read post]
11 Apr 2012, 1:13 am
Joseph is also a member of the Washington D.C. [read post]
28 May 2007, 8:40 am
In smaller firms, it seems that lawyers delegate trust account management to their secretary, office manager, or receptionist--just about anybody in the office who seems worthy and loyal, so we don't have to manage it ourselves. [read post]
29 Apr 2016, 9:14 am
Scolaro agreed to pay a $15,000 penalty.The SEC’s investigation was conducted by Payam Danialypour of the Asset Management Unit in the Los Angeles office and accountant Deborah Russell in Washington D.C. [read post]
28 Dec 2006, 4:11 pm
Founded in 1994, CaseCentral is headquartered in San Francisco and maintains sales and support offices in Manhattan and Washington D.C. [read post]
14 Jun 2012, 7:20 am
Such topics as records management, disclosure issues, employees’ use of social media, and monitoring content provided by customers and other third parties, are all critical in developing a comprehensive social medial component to an institution’s overall risk management function. [read post]
17 Jan 2014, 12:13 pm
We also note that OCIE and the Asset Management Unit of the SEC’s Division of Enforcement will conduct a compliance outreach program for chief compliance officers and other senior personnel of investment advisers and investment companies on January 30, 2014 at the offices of SEC’s headquarters in Washington, D.C. [read post]
31 Oct 2019, 8:06 am
How should firms manage their risk now and in the future? [read post]
16 Mar 2017, 9:34 am
The 1995 D.C. [read post]
22 Oct 2014, 9:58 am
Lewis is vice president and chief enterprise risk management officer at Heritage Bank in St. [read post]
17 Oct 2012, 10:37 am
She can be reached by email at cbertram@reganfirm.com or by phone 202-822-1875 in her office in Washington, D.C. [read post]
31 Jul 2014, 6:42 am
The event included a discussion about how to continue growing and supporting the next generation of America’s farmers and ranchers.Add captionUniversity of Arkansas Law School Dean Stacy Leeds traveled to D.C. to attend the ceremony with A-dae. [read post]
1 Jul 2017, 12:00 pm
This month, two more complaints were filed by the attorneys general of Washington D.C. and Maryland and 196 congressional Democrats, in federal district courts in Maryland and the District of Columbia, respectively. [read post]
28 Jun 2022, 6:07 am
A recent decision from the Court of Appeals for the D.C. [read post]
24 Sep 2020, 5:42 am
Court of Appeals for the D.C. [read post]
25 Oct 2012, 12:40 pm
On October 25 Hogan Lovells was honored to host the American University Law Review Symposium, “America The Virtual: Security, Privacy and Interoperability in an Interconnected World” in our Washington, D.C. office. [read post]
25 Oct 2012, 12:40 pm
On October 25 Hogan Lovells was honored to host the American University Law Review Symposium, “America The Virtual: Security, Privacy and Interoperability in an Interconnected World” in our Washington, D.C. office. [read post]
