Search for: "Frank Cross"
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29 Dec 2010, 8:00 am
Section 1502 of Dodd-Frank required the implementation of disclosure requirements for "conflict minerals. [read post]
15 Jul 2010, 6:17 am
Additional posts on the Dodd-Franks Act are available here. [read post]
26 Apr 2023, 3:30 am
We’ll continue to cross our fingers that this plays out more in line with the originally expected timeframe of a November effective date for the exchange listing standards and a January 2024 compliance date. [read post]
23 Mar 2013, 12:47 pm
The House Agriculture Committee marked up and approved a series of bills amending the Dodd-Frank Act to codify the derivatives end users exemption, create an exemption for inter-affiliate swap transactions, mandate joint SEC-CFTC regulations on cross-border derivatives transactions, limit the swap desk push out provision to complex and risky derivatives involving structured finance, and allow data-sharing between U.S. and non-U.S. regulators. [read post]
16 Jun 2013, 11:17 am
H.R. 1256 harmonizes the cross-border approaches by requiring the CFTC and SEC to jointly issue the same rule related to the cross-border application of the Dodd-Frank Act within 270 days of the bill's enactment. [read post]
22 Jul 2010, 2:41 pm
The man, Frank Raymond Clark, was crossing Euclid Avenue at Ninth Street, when he fell of the curb and in front of a 1995 Toyota Camry stopped at a red light. [read post]
14 Mar 2011, 6:30 pm
Corporation Finance Director Meredith Cross replied that the usefulness of the pay ratio is a call for Congress to make. [read post]
12 Jun 2012, 6:21 am
Editor’s Note: Gary Gensler is chairman of the Commodity Futures Trading Commission. [read post]
12 Jun 2012, 6:21 am
Editor’s Note: Gary Gensler is chairman of the Commodity Futures Trading Commission. [read post]
3 Apr 2013, 8:19 am
Further, he noted that the CFTC engaged in extensive consultation with international regulators and continues to work with them on cross-border issues.Director Cook testified that the Dodd-Frank Act specifically requires the SEC and CFTC to consult and coordinate with foreign regulators on the establishment of consistent international standards with respect to the regulation of OTC derivatives. [read post]
Corporate Secretaries Society Supports House Legislation Repealing Pay Ratio Provision of Dodd-Frank
20 Mar 2011, 9:13 am
Bertsch pointed out Director Cross’ concerns on whether the SEC staff can make the pay ratio provision workable. [read post]
16 Mar 2014, 1:18 pm
-based personnel will not in any way help advance the Dodd-Frank Act’s objective of mitigating systemic risk or increasing market transparency. [read post]
12 Jan 2009, 8:17 am
The "weekend effect" -- which holds that stock returns on Mondays are significantly lower and stock returns on Fridays are significantly higher than on other days of the week -- was first identified by Frank Cross in 1973 and has been studied extensively since then by financial economists. [read post]
16 Jun 2013, 11:26 am
The indemnification requirement interferes with access to essential information, said Ethiopis Tafara, then Director of the SEC Office of International Affairs, including information about the cross-border OTC derivatives markets. [read post]
3 Dec 2013, 11:02 am
Dodd-Frank’s corporate responsibility provisions Among the provisions included in the Dodd-Frank Act by Congress as a means to enhance corporate responsibility to shareholders are the following: Say on pay and say on golden parachutes. [read post]
2 Jul 2012, 12:53 pm
CFTC Softens Stance on Substituted ComplianceThe CFTC on Friday unanimously approved proposed interpretive guidance regarding cross-border enforcement of swap trading rules it has promulgated under the Dodd-Frank Act. [read post]
29 Apr 2008, 8:27 am
He may have been a little too frank. [read post]
6 Feb 2022, 1:30 pm
’’ George Frank crossed out language in the addendum providing that he agreed to personally guarantee ‘‘any obligations that may become due. [read post]
30 Jul 2012, 6:27 am
The Proposed Guidance The proposed guidance interprets the cross-border reach of Title VII’s swap provisions. [read post]
13 Mar 2012, 4:08 am
March 12, 2012).* Defendant failed to show false information was included in the affidavit for the search warrant under Franks. [read post]
