Search for: "Hedge Fund Attorney"
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22 Sep 2022, 1:56 pm
The post Did Your Hedge Fund Or Other Investment Company Make False Performance Claims appeared first on Securities Arbitration Lawyers Blog. [read post]
22 Sep 2022, 6:42 am
Carried interest is compensation paid to general partners of private equity, venture capital, and hedge funds and is tied to a fund’s performance. [read post]
8 Sep 2022, 6:12 am
He later left the SEC and joined One River Asset Management, a cryptocurrency hedge fund that focuses on Bitcoin and Ether. [read post]
2 Sep 2022, 2:15 pm
As the name suggests, it’s an alternative form of fundraising by hedge funds as well as startups and companies who aren’t ready to or interested in issuing an IPO (initial public offering.) [read post]
30 Aug 2022, 1:01 am
As the fund’s first female attorney, she became Associate Counsel to the LDF, making her a lead trial attorney in a number of early and significant civil rights cases including representing Martin Luther King Jr., the Freedom Riders, and the Birmingham Children Marchers. [read post]
27 Aug 2022, 9:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6635/securities-industry-commentator/Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)US Department of Labor orders Wells Fargo to pay more than $22M for retaliating against executive that alleged financial… [read post]
23 Aug 2022, 7:00 am
Already, one claimant reached a $580K settlement over their UBS YES losses, as well as losses involving purportedly unsuitably recommended hedge funds, structured notes, and private equity fund recommendations. [read post]
19 Aug 2022, 4:00 am
Kyrsten Sinema, who single-handedly thwarted her party’s longtime goal of raising taxes on wealthy investors, received nearly $1 million over the last year from private equity professionals, hedge fund managers, and venture capitalists whose taxes would have increased under the plan. [read post]
17 Aug 2022, 9:30 am
According to FINRA’s findings, in return for his investment, he reportedly received a limited partnership interest in the hedge fund. [read post]
31 Jul 2022, 6:30 am
The original impetus for Blaine Amendments came largely from anti-Catholicism; many citizens felt that schools funded by public monies should not be indoctrinating students in the Catholic faith. [read post]
27 Jul 2022, 8:15 am
They sued Axonic Capital, the hedge fund that provided $30M in additional financing to buy the 18-story property. [read post]
21 Jul 2022, 7:02 am
A former high-ranking employee of OpenSea was recently indicted for wire fraud and money laundering in what the United States Attorney’s Office for the Southern District of New York characterized as the “first-ever digital asset insider trading scheme. [read post]
21 Jul 2022, 3:02 am
A former high-ranking employee of OpenSea was recently indicted for wire fraud and money laundering in what the United States Attorney’s Office for the Southern District of New York characterized as the “first-ever digital asset insider trading scheme. [read post]
19 Jul 2022, 2:59 pm
Finally, we describe and analyze the real driving forces behind these decisions, and we explain how biotech companies, their attorneys, and insurers can use these insights to greatest advantage. [read post]
14 Jul 2022, 8:14 am
Targets include advocacy groups and journalists, elected and senior government officials, hedge funds, and multiple industries. [read post]
6 Jul 2022, 12:54 pm
A provisional patent application provides a hedge against both of those risks and has the added benefit of remaining unpublished. [read post]
30 Jun 2022, 5:05 pm
A FINRA arbitration panel awarded a hedge fund manager $60 million in damages for defamation against D.E. [read post]
29 Jun 2022, 9:07 am
A hedge fund published a report concluding that Akazoo was a complete scam—which an SEC investigation confirmed. [read post]
29 Jun 2022, 7:17 am
But the rise of SPAC popularity means that hedge funds and others have been entering the SPAC market, while a number of SPACs are under investigation. [read post]
26 Jun 2022, 12:28 am
The main residence of Veraton, circa 1907. [read post]
