Search for: "JULIE FRANK"
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27 Jul 2023, 1:00 am
Offer valid through the end of July 2023. [read post]
17 Jul 2016, 6:40 am
In our article, Does Dodd-Frank Affect OTC Transaction Costs and Liquidity? [read post]
20 Aug 2010, 9:25 am
Record, July 15, 2010, S5922). [read post]
18 Jun 2014, 5:06 am
” The SEC’s authority to pursue firms for anti-retaliation violations does not arise from the Dodd-Frank statute itself but from its rule implementing section 922 of Dodd-Frank. [read post]
11 Feb 2011, 5:40 am
Frank Wolf demands answers. [read post]
16 Jul 2010, 3:28 am
US Senate Passes the Dodd-Frank Act: What You Need to Do Now Yesterday, as noted in this NY Times article, the US Senate voted 60-39 passing the conference report version of the Dodd-Frank Act. [read post]
31 Dec 2011, 8:39 am
On December 30, 2011, the SEC revised its Dodd-Frank implementation timetable, moving a number of items planned for December 2011 into 2012 time frames. [read post]
24 Jul 2020, 6:23 am
He also pointed out that of the 60 amendments that were debated, about half were Republican, and about 10 were accepted unanimously.The Dodd-Frank Act was passed on July 21, 2010. [read post]
20 Jul 2010, 4:56 am
Politico.com indicates that the President will be signing the bill tomorrow, Wednesday, July 21. [read post]
28 Jun 2010, 8:30 am
Now Available: The 2000-Page Dodd-Frank Act With the Senate and House expected to vote upon the Dodd-Frank Act - formally known as the "Dodd-Frank Wall Street Reform and Consumer Protection Act" - within the next few days - with President Obama then signing it before the 4th of July - the 2000-pages of the Act have been posted. [read post]
15 Jun 2011, 3:37 am
On Tuesday, June 14th, the Commodity Future Trading Commission (CFTC) announced that it would delay rules on certain derivatives rules for up to six months as they work to implement the Dodd-Frank financial reform law.When it became law last July, Dodd-Frank imposed a one year timeline for the CFTC to write new regulations to cover dozens of reforms for the $600 trillion global swaps markets. [read post]
7 Sep 2010, 10:40 am
Record, July 15, 2010, S5929). [read post]
20 Jul 2010, 5:46 am
July 14, 2010) [read post]
10 Jul 2012, 7:46 am
July 9, 2012). [read post]
20 Jul 2011, 2:00 am
Here is an excerpt: SUMMARY The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act” or the “Act”) was signed into law by President Obama on July 21, 2010. [read post]
17 Sep 2014, 10:14 am
Mishkin On July 29, 2014, another Section 1042 lawsuit was filed jointly by the Attorneys General of Florida and Connecticut in a Florida federal court. [read post]
2 Jul 2010, 5:29 pm
The Dodd-Frank Act has passed the House of Representatives, but the Senate will not consider the Act until at least July 12, 2010.Section 982 of the Dodd-Frank Act amends Section 104(a) of the Sarbanes-Oxley Act of 2002 (SOX) to authorize the PCAOB to adopt rules for inspections of audit reports of brokers and dealers. [read post]
11 Jul 2011, 8:55 am
An advisory release issued by the Missouri Securities Division sumarizes the Dodd-Frank Act provisions pertaining to mid-sized investment advisers and to investment advisers to private funds as the July 21st effective date for SEC adopted advisory rules approaches. [read post]
6 Aug 2010, 12:09 pm
As reported in BNA’s Privacy Law Watch on July 29, 2010, three bills were introduced by House Republicans to repeal Section 929I of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). [read post]
15 Mar 2011, 12:39 pm
" The key test is likely to come after July when the Dodd-Frank provisions go into effect. [read post]
