Search for: "Matter of JP"
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5 Feb 2024, 9:01 pm
On January 16, 2024, the Securities and Exchange Commission announced a settled enforcement action against JP Morgan Securities, LLC (“JPMS”) for violating Rule 21F-17(a) of the Securities Exchange Act of 1934.[1] Like other recent 21F-17(a) cases brought by the SEC, the case involved a claim that certain confidentiality language in an agreement with individuals would impede those individuals from reporting potential securities law violations to the SEC in violation of Rule… [read post]
30 Nov 2016, 4:00 am
The case involves a lawsuit between Lloyd Flanner and his former employer JP Morgan Securities, L.L.C (JP Morgan). [read post]
28 Jan 2015, 2:09 pm
The unsecured creditors, who suddenly realized that there was another $1.5b that might be available to them, appealed to the Second Circuit, which certified the matter to the Delaware high court. [read post]
12 Mar 2015, 6:59 am
As an initial matter, the appeals court dispelled any notion by the lower court and the parties that the five-factor test from its decision in Knight v. [read post]
21 Aug 2013, 12:06 pm
In fact, the USPTO points to the same three Japanese design patents as prior art references that were not considered during the original examination but over the combination of which the anonymous requester (almost certainly Samsung) deems Apple's D'677 and D'678 patents obvious: JP D1241638, JP D120442, and JP D1009317.Samsung has repeatedly issued public statements according to which Apple has been or is suing it over rectangles with rounded corners, which is simply not… [read post]
3 Dec 2013, 6:30 am
Over the last two proxy seasons, aside from Nelson Peltz’s well-publicized campaign for action at State Street Corporation, certain negative say-on-pay recommendations from ISS and shareholder proposals on governance matters at some large banking organizations (e.g., the campaign to separate the Chairman and CEO positions and to vote against certain directors at JP Morgan Chase), as well as a handful of examples of shareholder activism at community banking institutions, the… [read post]
29 May 2014, 3:00 am
The ‘everyone just knew’ assertion was an element in a due diligence defence in another trial matter before this Court which illustrates the limitations of relying on such a practice. [read post]
13 Nov 2014, 6:07 am
JP Morgan Chase. [read post]
23 Apr 2012, 5:38 am
. “Main Street is ignoring the market’s rapid rise, no matter how much money the pros are making. [read post]
17 Jan 2011, 1:34 pm
Afterall, the present car has no JPS logos or other insignia connoting the JPS brand, and doesn’t use the same font for numbering or lettering as the JPS brand. [read post]
10 Oct 2014, 3:14 pm
Silvers said the SEC could have resolved the JP Morgan matter with a phone call, but enough time has passed with no SEC action that the subcommittee decided to make its recommendation. [read post]
13 Aug 2010, 10:23 am
Have a look at *Wanted* I am grateful to Bystander JP of The Magistrates’ Blog for drawing my attention to this *Heavy* handed action by police… Couple painting fence fined £80 for criminal damage after ‘flecks’ ended up on neighbours’ side Daily Mail Even though it is Friday – investing a few minutes to read this excellent blog post by Jordan Furlong if you are a practitioner is a good investment! [read post]
22 Nov 2008, 8:57 pm
JP doubts the coherence of the distinction between consequentialism and nonconsequentialism. [read post]
1 Jul 2015, 5:45 pm
JP, appeals, as limited by her brief, from so much of an order of the Surrogate's Court, Kings County, dated October 16, 2007, as, after a hearing, granted those branches of the motion of the objectant, Mr. [read post]
6 Jun 2014, 4:38 am
In the Matter of Clifford Frank Staley, Respondent (AWC 2013039143701, June 2, 2014).Staley was registered with J.P Morgan Securities LLC. a... [read post]
26 Oct 2008, 5:40 pm
We exchanged a bit of gossip and a bit of banter, wine was drunk, and a couple of brief speeches concluded matters. [read post]
29 Nov 2017, 2:35 am
The opposition division decided that the subject-matter of claim 1 of the main, first, second and third auxiliary requests lacked inventive step over the disclosure of document D7 (JP 07-131734 A) and the common general knowledge of the person skilled in the art (Articles 56 and 100(a) EPC). [read post]
3 Nov 2011, 5:00 am
The defendants moved to dismiss the suit for lack of subject matter jurisdiction under Federal Rule of Civil Procedure (“F.R.C.P. [read post]
14 Apr 2023, 5:16 am
As a follow-up to my previous Lawfare article, I will explore, in detail, the reasons for the long-running discord between civil society and military approaches and focus on why that matters in the context of CHMR-AP implementation. [read post]
8 Feb 2013, 2:52 pm
An Aurora woman, allegedly frustrated with her non-responsive mortgage company, spray painted the following message on her garage door: “"Jamie Dimon & JPMorgan Chase JP Morgan Chase is stealing this home. [read post]
