Search for: "Mutual Benefit Funding"
Results 121 - 140
of 2,412
Sorted by Relevance
|
Sort by Date
8 May 2008, 9:04 am
Brent argued that it was empowered by statute to arrange insurance, that participating in a mutual is one way of arranging insurance and that the costs savings and better risk management practices as a result of membership of LAML would lead to benefits to the borough.The judge decided that Brent's participation in LAML, which involved paying or guaranteeing certain capital payments to fund the mutual, and the provision of insurance to other boroughs was not… [read post]
1 Sep 2010, 10:06 am
An IRA can be created at a bank, a brokerage firm, or a mutual fund company. [read post]
11 Mar 2019, 4:25 pm
Sanctioned for Mutual Fund Overcharges According to the Financial Industry Regulatory Authority (FINRA), the regulator has sanctioned broker-dealer ProEquities Inc. for alleged mutual fund overcharges. [read post]
22 Aug 2012, 4:51 am
For example, let’s say you have a vehicle worth $10,000.00 and you own shares in a mutual fund (outside of a retirement account) valued at $10,000.00. [read post]
30 Sep 2009, 7:50 am
Another Mutual Benefits arrest: this time it's eye doctor Alan Mendelsohn. [read post]
11 Mar 2008, 9:40 am
A claim that New York Life Insurance Co. improperly transferred pension and 401(k) assets into its mutual fund is almost over. [read post]
9 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 9, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 2-8, 2024 The Corporate Investment Benefits of Mutual Fund Dual Holdings Posted by Rex Wang Renjie (Vrije Universiteit Amsterdam), Patrick Verwijmeren (Erasmus School of Economics), and Shuo Xia (Halle Institute for Economic Research), on Friday, February 2, 2024 … [read post]
9 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 9, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 2-8, 2024 The Corporate Investment Benefits of Mutual Fund Dual Holdings Posted by Rex Wang Renjie (Vrije Universiteit Amsterdam), Patrick Verwijmeren (Erasmus School of Economics), and Shuo Xia (Halle Institute for Economic Research), on Friday, February 2, 2024 … [read post]
26 Jan 2012, 4:01 am
The firm provides a full suite of legal services to the investment management community, including: hedge fund, private equity fund, venture capital fund, and mutual fund formation, adviser registration, counterparty documentation, SEC, CFTC, NFA and FINRA matters, seed deals, hedge fund due diligence, employment and compensation matters, and routine business matters. [read post]
11 Mar 2019, 11:48 am
Specifically, the SEC’s orders found that the settling investment advisers placed their clients in mutual fund share classes that charged 12b-1 fees – which are recurring fees deducted from the fund’s assets – when lower-cost share classes of the same fund were available to their clients without adequately disclosing that the higher cost share class would be selected. [read post]
2 Sep 2016, 7:00 am
" Noting that the Find had not participated in the proceeding leading to the “vacatur of the divorce,”** the Deputy Commissioner said that the death benefit was a mutually exclusive benefit paid to either a surviving spouse or to surviving minor children and that all pension benefits had been paid in full to the minor children and did not revert to Tirado. [read post]
2 Nov 2009, 2:33 pm
Harris, a case in which a mutual fund investor challenged allegedly excessive advisory fees. [read post]
8 Jan 2016, 4:28 pm
By Jacquelyn LumbA recent sweep examination of mutual fund complexes, investment advisers, broker-dealers, and transfer agents prompted the Division of Investment Management to issue guidance relating to mutual fund distribution and sub-accounting fees. [read post]
21 Mar 2011, 1:13 am
" Mutual Benefits Offshore Fund, Ltd. operates as a "private investment fund with respect to certain viatical insurance policies purchased from the now defunct Mutual Benefits Corp. [read post]
27 Jan 2022, 7:38 am
This unprecedented growth has raised concerns from some policymakers about the potential for unseen risks to accumulate in a corner of the market that is far less transparent than mutual funds or publicly traded companies. [read post]
8 May 2009, 9:11 am
Recently, SEC Chairman Mary Schapiro addressed the Mutual Fund Directors Forum Ninth Annual Policy Conference. [read post]
23 Jun 2020, 5:27 am
In addition to sales commissions, mutual fund managers levy fees. [read post]
29 Aug 2012, 8:02 am
Gallagher have issued a joint statement in response to Chairman Schapiro’s statement last week regarding the lack of votes to move forward with a proposal to further reform money market mutual funds. [read post]
2 Jan 2008, 12:35 pm
The Securities and Exchange Commission is suing two ex-Morgan Stanley advisers for allegedly circumventing the market timing restrictions of 50 mutual fund companies, and, as a result, allegedly defrauding some 50 mutual fund companies. [read post]
2 Aug 2010, 4:57 pm
Or maybe because the additional fee charged benefits the fund manager or plan sponsor. [read post]
