Search for: "National Capital Management, LLC"
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9 Jan 2023, 9:01 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
5 Jan 2023, 2:22 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
3 Jan 2023, 4:35 am
” People v National Rifle Association, Inc. [read post]
28 Dec 2022, 10:35 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
23 Dec 2022, 8:27 pm
Arete Wealth Management, LLC. [read post]
15 Dec 2022, 10:23 am
Blackwells Capital LLC proxy war with AR Global continues, Investor claims “Extreme Underperformance” According to the DIWire this week, Blackwells Capital LLC, an activist investor, reportedly filed a preliminary proxy statement to attempt to replace AR Global (Formerly American Realty Capital) as the external manager of the Necessity Retail REIT (formerly known as American Finance Trust). [read post]
15 Dec 2022, 8:04 am
Ex-Venezuelan Treasurer, Husband Convicted of Corruption in First Trial of Its Kind in Florida MSN – Jay Weaver and Antonio Maria Delgado (Miami Herald) | Published: 12/13/2022 A former Venezuelan national treasurer and her husband were found guilty of accepting tens of millions of dollars in bribes and moving their tainted money to Miami. [read post]
5 Dec 2022, 8:26 am
Blackwells Capital Attempts to Replace AR Global as External Manager of GNL According to the DIWire this week, Blackwells Capital LLC, an activist investor, reportedly filed a preliminary proxy statement on Friday to attempt to replace AR Global (Formerly American Realty Capital) as the external manager of Global Net Lease Inc. [read post]
2 Dec 2022, 7:42 pm
National Association of State Charity Officials (NASCO) – Each state has their own laws regulating the solicitation of funds for charitable purposes. [read post]
17 Nov 2022, 4:51 am
The company has received the National Law Journal’s Hall of Fame award for multiple wins within the Best of Midwest surveys and the Best of Legal Times survey. [read post]
15 Nov 2022, 6:30 am
Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Editor's Note: Mike Kesner is Partner, and Lane Ringlee is Managing Partner at Pay Governance LLC. [read post]
15 Nov 2022, 6:30 am
Posted by Mike Kesner, Lane Ringlee, Pay Governance LLC, on Tuesday, November 15, 2022 Editor's Note: Mike Kesner is Partner, and Lane Ringlee is Managing Partner at Pay Governance LLC. [read post]
14 Nov 2022, 1:22 pm
Given the concern that a majority of the Supreme Court has increasingly expressed over actions by regulatory agencies—including the FTC, specifically, in AMG Capital Management LLC v. [read post]
11 Nov 2022, 12:39 pm
From at least February 2017 through February 2021, the mutual fund’s reported NAVs were allegedly materially and falsely inflated due to a mismarking scheme conducted by the Chief Investment Officer (CIO) of Infinity Q Capital Management, LLC, the investment adviser to the mutual fund, according to the complaint. [read post]
11 Nov 2022, 9:07 am
LLC RBC Capital Markets, LLC Cedric Wade LPL Financial LLC National Planning Corporation For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
3 Nov 2022, 11:00 pm
4131/1962, and National Monetary Council Resolution No. [read post]
23 Oct 2022, 6:41 pm
Done correctly, our work in managing risk for each client is also, at an ideological level the defense of capitalism by limiting the need for future broad government regulation. [read post]
21 Oct 2022, 4:00 am
At stake is a growing body of legislation and regulations in states such as Texas, Oklahoma and Louisiana aimed at curbing ESG investment and, in some cases, divesting from certain financial institutions over investment policies that incorporate ESG factors such as climate risk and human capital management. [read post]
19 Oct 2022, 6:49 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
5 Oct 2022, 8:34 am
GWG Recovery Options Emerson Equity LLC was the managing broker-dealer for these bonds. [read post]
