Search for: "Oxley, in Re"
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11 Jan 2012, 5:01 am
In addition to state standards and Sarbanes-Oxley (“SOX”) requirements, the major U.S. stock exchanges each have their own standards for independence. [read post]
24 Feb 2012, 7:00 am
If particular loans are being shopped to other buyers, you have to say as much, or you’re out of compliance with GAAP, and are breaking the accounting rules. [read post]
8 Sep 2011, 8:24 am
Then, with the passage of Sarbanes-Oxley in 2002 and the dramatic rise in international business, the DOJ began a very aggressive enforcement push. [read post]
18 Jan 2011, 11:58 am
" He referred to American Nuclear Res., Inc. v. [read post]
30 Jul 2007, 1:53 pm
Except for the minor quibble that he forgot to mention The Complete Guide to Sarbanes-Oxley. [read post]
16 Nov 2011, 8:22 am
Jenkins made $2,091,020 in bonuses and $2,018,893 in company stock sales during that time that should have been reimbursed to CSK Auto pursuant to Section 304 of the Sarbanes-Oxley Act. [read post]
29 Jan 2007, 6:31 am
On the other, since we're not privy to the host's criteria, how do we know that other good posts weren't left out? [read post]
26 Jun 2011, 3:29 pm
Fannie and Freddie are two of the largest businesses in America, but they’re exempt from SEC disclosure rules and Sarbanes-Oxley “corporate governance” burdens, and so in 2008, unlike Enron, WorldCom or any of the other reviled private-sector bogeymen, they came close to taking down the entire global economy. [read post]
5 Mar 2014, 5:46 pm
Supreme Court season is in full swing and we’re seeing a lot of posts on oral arguments and rulling come across the wire on the LexBlog Network. [read post]
19 Jul 2010, 2:28 pm
Pursuant to the Sarbanes-Oxley Act, the Sentencing Commission increased the offense levels for fraud, even though it had just revised offense levels to reflect the seriousness of harm caused by fraud. [read post]
13 Nov 2007, 11:03 am
Plaintiffs contended that it was “black-letter law” that defendants were obliged to re-produce its entire document production in electronic form. [read post]
2 Mar 2018, 6:09 am
The Supreme Court and the Scope of Whistleblowing Anti-retaliation Protections Posted by Cydney Posner, Cooley LLP, on Friday, February 23, 2018 Tags: Disclosure, Dodd-Frank Act, Exchange Act, Misconduct, Rule 21F-2, Sarbanes–Oxley Act, SEC, Securities regulation, Supreme Court, U.S. federal courts, Whistleblowers Public Company Cybersecurity Disclosures Posted by Kara M. [read post]
13 Nov 2012, 12:33 am
Since the enactment of the Sarbanes Oxley Act, CEOs and CFOs have been providing certifications with respect to their company’s internal controls. [read post]
23 Oct 2018, 9:01 pm
“We’re so confident that anyone who sees Smokeball will love it that it’s a no-brainer for us to give back to the community to get more people taking a look,” says Jane Oxley about the reason for the campaign. [read post]
27 Feb 2019, 6:30 am
“What we’re hoping is it will get in front of the small law firms,” she said. [read post]
26 Apr 2013, 8:00 am
Scott London Subverted Sarbanes-Oxley: Big Four Mock Audit Partner Rotation in re: The Auditors The rest of the column goes on to explain that London seems to have subverted the intent of Sarbanes-Oxley Section 203 that requires lead engagement partner rotation off engagements to promote objectivity, independence and professional skepticism. [read post]
26 Apr 2013, 8:00 am
Scott London Subverted Sarbanes-Oxley: Big Four Mock Audit Partner Rotation in re: The Auditors The rest of the column goes on to explain that London seems to have subverted the intent of Sarbanes-Oxley Section 203 that requires lead engagement partner rotation off engagements to promote objectivity, independence and professional skepticism. [read post]
26 Apr 2013, 8:00 am
Scott London Subverted Sarbanes-Oxley: Big Four Mock Audit Partner Rotation in re: The Auditors The rest of the column goes on to explain that London seems to have subverted the intent of Sarbanes-Oxley Section 203 that requires lead engagement partner rotation off engagements to promote objectivity, independence and professional skepticism. [read post]
5 Apr 2012, 9:16 am
Jenkins agreed to re-pay approximately $2.8 million of the over $4 million he received, as discussed here. [read post]
5 Apr 2010, 5:53 pm
Sarbanes-Oxley and other regulations require insurers to account accurately for their liabilities, which would include the workers' compensation claims of the insurer. [read post]
