Search for: "SEC v. Davis"
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27 Jul 2018, 6:00 am
Callahan, Arnold & Porter Kaye Scholer LLP, on Friday, July 20, 2018 Tags: Janus Capital v. [read post]
7 Apr 2009, 4:29 pm
The SEC case is Securities and Exchange Commission v. [read post]
11 Mar 2019, 5:00 am
Lifting the ban on SEC rules. [read post]
6 Mar 2024, 9:03 pm
Thus, the SEC has no role as to climate risk itself. [read post]
8 Apr 2016, 6:06 am
Davis, 533 U.S. 678 (2001). [read post]
8 Apr 2016, 6:06 am
Davis, 533 U.S. 678 (2001). [read post]
20 Nov 2017, 3:00 am
Supreme Court’s recent decision in Kokesh v. [read post]
25 Oct 2011, 8:41 am
District Court for the Northern District of California, Davis et al. v. [read post]
27 Dec 2010, 6:00 am
January 10th: SEC’s New Whistleblower Bounty Program - Richard Owens of Latham & Watkins and Linda Chatman Thomsen of Davis Polk & Wardwell will discuss the new regulation and how it may likely affect capital market participants, including the likely final provisions of the regulation, who will and who will not qualify for “whistleblower” status, what constitutes “original information,” the size of the “bounties” and much more.… [read post]
13 Mar 2017, 8:48 am
This month marks the 25th anniversary of Davis v. [read post]
19 Aug 2016, 6:16 am
FEC, Disclosure, Glass Lewis, Institutional Investors, ISS, Lobbying, No-action letters, Political spending, Proxy advisors, Proxy season, Proxy voting, SEC, SEC rulemaking, Shareholder proposals,Shareholder voting [read post]
4 Mar 2016, 6:00 am
Freed, Center for Political Accountability, on Friday, February 26, 2016 Tags: Accountability, Citizens United v. [read post]
1 Mar 2016, 7:19 am
According to the SEC website, the following are xamples of SEC enforcement actions against Ponzi schemes: 2014 · Neal V. [read post]
26 Jan 2010, 10:51 am
Records, Inc., and UMG Recordings, Inc. v. [read post]
23 Mar 2017, 11:20 am
Needham v. [read post]
28 Sep 2007, 8:31 am
If there were any increases, the speeds would probably have brought up the times from the 10 to 15 sec. per song, making the number even more accurate. [read post]
27 Apr 2016, 4:54 am
The court permanently enjoined the defendant from further violations and ordered payment of nearly $650,000 in disgorgement and penalties (SEC v. [read post]
1 Dec 2023, 9:30 pm
The Supreme Court of Pennsylvania has opened a center on its history within the Pennsylvania Judicial Center, in the Capitol Complex (Penn Live).Noah Rosenblum, NYU Law, weighed in on the legal and historical issues in SEC v. [read post]
3 Aug 2018, 6:10 am
Regulation Best Interest v. [read post]
23 Jun 2024, 9:01 pm
In Trump v. [read post]
